HomeMy WebLinkAbout5.C.3. Approval of Shakopee Interceptor and Lift Station Transfer Agreement between the City and Met Council
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CITY OF SHAKO PEE CONSENT
Memorandum
TO: Mayor & City Council ,.0_''''
Mark McNeill, City Administrator
FROM: Bruce Loney, Public Works Director
SUBJECT: Consider Approval of Shakopee Interceptor and Lift Station
Transfer Agreement between City of Shakopee and
Metropolitan Council
DATE: December 5, 2006
INTRODUCTION:
Attached is a Transfer Agreement between the City and the Metropolitan Council on
transferring MCES's Interceptors and Lift Station L-16 to the City.
BACKGROUND:
On April 19, 2005, the City Council of Shako pee approved a letter with recommendation
in regard to the MCES reconveyance of Interceptor No.'s 7023 and 7024 and Lift Station
No. L-16. This letter had four recommendations as follows:
1. That the MCES include a lO-year warranty for the reconveyed interceptor,
force main and lift station, as allowed by Minnesota Statute Section 473.51
Subd. 7 (c) provides that "the (transfer) agreement may provide for the
Council to share in the cost of emergency repairs to the transferred
interceptor for an agreed warranty period not to exceed ten years..."
MCES's current policy is to offer a sliding scale warranty.
2. That the MCES be required to construct a SCADA system on Lift Station
No. 16 to match the City's Standard Lift Station design for proper
operation.
3. That the MCES repair the line, as necessary, to meet good operation
conditions as determined on inspection of new video DVD's.
4. That the MCES credit the City the SAC units for Rahr Malting once Rahr
Malting comes off line of the MCES system. This would allow the City to
build a fund dedicated to the repair and replacement of the interceptor in the
future when it is required.
.
The MCES staff has prepared the Transfer Agreement and this agreement has
been reviewed by Kennedy & Graven. In the agreement, a lO-year warranty has
been included under Section VI.
The MCES will provide a Communication Replacement System for L-16 to meet
the City's need and will reimburse the City the cost of communication system as
shown in Exhibit C. Also, the MCES will repair the interceptor as indicated in
Exhibit B.
The City will not have to maintain the interceptors or L-16 lift station until the
repairs and replacement communication system is completed and operational.
Also attached is the MCES's new policy on SAC credits which affects the City of
Shakopee. The City has had discussion over the years with MCES to obtain SAC
credits, if and when Rahr Malting comes off the Metro Sewer System. This new
policy includes a provision to have Shakopee obtain SAC credits from Rahr
Malting ifRahr Malting comes off the Metro system by July 1, 2011. These SAC
credits could amount to 1500 units, and would be collected upon future building
permits.
ALTERNATIVES:
1. Authorize the appropriate City officials to execute the Transfer
Agreement between the City of Shakopee and Metropolitan Council.
2. Do not execute this agreement.
3. Table for additional information.
RECOMMENDATION:
Staff recommends Alternative No. 1.
ACTION REQUESTED:
Authorize the appropriate City officials to execute the Shakopee Interceptor and
Lift Station Transfer Agreement between the City of Shakopee and Metropolitan
Council.
~n~
Public Works Director
BUpmp
ENGR/EFIPPENINGTON/COUNCIUTRANSFER-CITY-METCOUNCIL
As of November 30,2006 .
SHAKOPEE INTERCEPTOR AND LIFT STATION TRANSFER AGREEMENT
THIS TRANSFER AGREEMENT C'Agreement"), effective on the date of execution by both
ofthe parties, is made and entered into by the CITY OF SHAKOPEE, a municipal corporation
("Shakopee") and the METROPOLITAN COUNCIL, a public corporation and political
subdivision of the State of Minnesota ("Met Council"), collectively referred to as the "Parties").
BACKGROUND RECITALS
1. Pursuant to Minnesota Statutes 9473.146 the Met Council has adopted a comprehensive
plan for the collection, treatment and disposal of sewage in the Minneapolis-St. Paul
. metropolitan area.
2. To implement its comprehensive plan for the collection, treatment and disposal of sewage,
Met Council owns and operates the wastewater treatment and collection facilities including the
sanitary sewer interceptor systems for the Minneapolis-St. Paul, Minnesota region hereinafter
referred to in this Agreement as the "Metropolitan Disposal System".
3. As part ofthe Metropolitan Disposal System, Met Council owns and operates interceptor
sewers and related ancillary facilities which for the purposes of this Agreement is identified as
the Interceptor MSB 7024 from Lift Station L16 including Meter 4010n Bluff Ave E; MSB7023
from MH22 and 22Aalong 2nd Avenue E, to and including a section ofMSB 6904 at junction
Box JB 4 and Siphon Outlet S2 (referred to in this Agreement as "Shakopee Interceptor), the
location of which is shown on Exhibit A attached hereto and made a part ofthis Agreement.
4. On February 9, 2005, Met Council, in accordance with Minnesota Statutes 9 473:511, subd.
2, determined that the Shakopee Interceptor is no longer necessary for Met Council's
Comprehensive Plan for the collection, treatment and disposal of sewage in the metropolitan
area. Met Council notified Shakopee in writing ofthis determination on February 10, 2005. On
February 9, 2005, in accordance with Minnesota Statutes S 473:5111, subd. 3, Met Council
further determined that the Shakopee Interceptor continues to be of benefit to the Shakopee
sanitary sewer system. Met Council notified Shakopee in writing of this determination on
February 10, 2005.
5. Further, on February 9, 2005, Met Council, in accordance with Minnesota Statutes 9
473.5111, subd. 3 declared the Shakopee Interceptor to be in good operating condition as that
term is defined by Minnesota Statutes 9473.5111. Met Council as part of this agreement will
perform repairs specifically listed in Exhibit B attached, and the Shakopee will perform
replacement specifically listed in Exhibit C attached and hereto made part of, and
Upon completion of the repairs and replacement listed in subparagraph 5 above, pursuant to
Minnesota Statutes 9 473.5111(7)(b), Met Council will transfer to Shakopee, the Shakopee
Interceptor and Lift Station L16 in accordance with the terms and conditions of this
Agreement.
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6. Shakopee recognizes and agrees with the determinations made by Met Council as stated
above in the Recitals.
7. Further, Met Council has determined that it is in its best interest for Shakopeeto act as Met
Council's agent to select, purchase and install a replacement communications system, at Met
Council's expense, for Met Council's Lift Station Ll6 to convey Lift Station L-16 to Shakopee.
8. The Parties have now reached agreement on the topics and issues related to the transfer of
the Shakopee Interceptor and Lift Station L16 and hereby set forth their agreement pursuant to
their power and authority under Minnesota Statutes S 473.501, et. Seq., S 473.5111, S 473.59,
and other applicable statutes.
Shakopee is authorized to enter into this Agreementpursuant to dated
. The Council is authorized to enter into this Agreement pursuant to
Council Action dated September 13,2006.
Further, the parties specifically acknowledge and agree that it is their intent by this
Agreement that Met Council, upon completion ofthe repair and replacement items specifically
listed in this Agreement, will transfer to Shakopee and Shakopee will accept ownership and all
responsibility and liability for maintenance and operation of the Shakopee Interceptor and Lift
Station 16.
NOW, THEREFORE, for mutual consideration, the sufficiency of which has been agreed to by
the Parties, Shakopee and Met Council agree as follows:
I.
Purpose of Agreement
1. The purpose of this Agreement is to set forth the terms and conditions with respect to the
transfer ofthe Shakopee Interceptor from Met Council to Shakopee. For purposes of this
Agreement, the Shakopee futerceptor is the interceptor shown on Exhibit A attached hereto and
made a part hereof. The Shakopee Interceptor begins at MH 3 and Junction Box JB 4 (6904) in
Shakopee and ends at MH40l and Lift Station L-l6 in Shakopee.
2. The Parties agree that the purpose of this Agreement is to serve as the agreement
governing transfer pursuant to Minnesota Statutes S 473.5111, subd. 7(b).
Met Council will transfer the Shakopee Interceptor and Lift Station 16 in accordance with
the terms of this Agreement.
\ 3. Shakopee agrees that the Shakopee Interceptor and Lift Station 16 is beneficial to Shakopee
I as a local Shakopee sanitary sewer system and Shakopee will accept the transfer ofthe Shakopee
Interceptor and Lift Station 16 in accordance with the terms of this Agreement.
4. Met Council has determined and Shakopee agrees that the Shakopee Interceptor and Lift
Station L16 is in good operating S911<:lition as that term is defined in Minnesota Statutes ~
473.5111, subd. 1 (a) "Good Operating Condition"). As part of the reconveyance and as terms to
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this agreement Shakopee will accept the Shakopee Interceptor and Lift Station L16 subject to
certain repairs and replacement to be performed at Met Council's expense. The repairs to be
performed by Met Council are specified in Exhibit B attached hereto and made a part hereof
("Repairs"). Shakopee, as Met Council's agent, will perform replacement as specified in Exhibit
C attached hereto and made a part hereof ("Replacement").
Shakopee hereby waives any right provided by MilUlesota Statutes ~ 473.5111 or any other
applicable statute to contest or request a hearing on Met Council's determination that the
Shakopee Interceptor and Lift Station L16 is in Good Operating Condition subject to the Repairs
to be performed by Met Council, and the Replacement to be performed by Shakopee.
II.
Communications Replacement Provisions of Met Council Lift Station L-16
1. For purposes of this Agreement, the Met Council Lift Station L-16 replacement proj ect that
is the subject of this Agreement is identified as Lift Station L-16 Communications Replacement
and consists of facility Lift Station L-16 details of which are shown on Exhibit C (description of
facility) attached hereto and made a part hereof. For purposes of this Agreement, the Met
Council Lift Station L-16 Project is referred to as "Lift Station L-16 Project".
2. Met Council in cOlUlection with the communications system replacement of the Lift
Station L-16 Project does hereby appoint Shakopee as its agent to select, purchase and install a
communications system suitable to the needs of Shakopee.
3. Shakopee will prepare and submit to Met Council for Met Council's review and approval
the specifications and proposed replacement costs pertaining to the Lift Station L-16 Project.
Evidence of Met Council's written approval or consent pursuant to this Paragraph II will be
a letter to Shakopee from the Project Manager of Met Council's Environmental Services
Division ("MCES"). Met Council shall not unreasonably withhold approval.
4. Shakopee will administer the contract and inspect the installation ofthe contract work.
Shakopee will provide to Met Council final cost documents. Final Cost Documents will be
submitted to the Project Manager of Met Council's Environmental Services Division
("MCES").
Bill Moeller, Assistant General Manager
Metropolitan Council Environmental Services
Regional Maintenance Facility
3565 KelUlebec Drive
Eagan, MN 55122
5. Met Council shall reimburse Shakopee for the purchase and installation of the
communications system ofL-16 Lift Station Project as provided in this Agreement in the
approximate amount of Five Thousand Six Hundred/l 00 Dollars, plus any required installation
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costs. Payments to the contractor for work performed on the L-16 Lift Station Project will be
made byShakopee and Met Council will reimburse Shakopee in accordance with the terms of
this Agreement.
6. Met Council has agreed to provide Shakopee 80 hours oftraining on the operation and
maintenance ofL-16 Lift Station, to be accomplished by the end of2007 at no expense to
Shakopee.
IV.
General Conditions
1. Met Council and Shakopee agree that Met Council may not have property rights in its own
name for the Shakopee Interceptor or portions thereof and that Met Council shall have no
obligation to obtain any property right or rights, easements, or right of way for the Shakopee
Interceptor or any portion thereof. However, Met Council agrees to reasonably cooperate in any
transfer of property rights it does have.
2. Nothing in this Agreement shall be construed to modify or limit any statutory authority or
legal obligations or responsibilities of Met Council. Specifically, and without limitation, nothing
in this Agreement shall be deemed to modify or limit Met Council's review authority over
Shakopee's plans under Minnesota Statutes ~~ 103DA01, 103DA05, or 473.165, or other
applicable law.
V.
Transfer of the Shakopee Interceptor and Lift Station L16
1. Met Council shall, at its own expense, perform the Repairs for Shakopee interceptor
specifically listed in Exhibit B attached hereto and made a part hereof. The work may be
periodically inspected by Shakopee's project manager in accordance with an inspection schedule
arranged by the project managers of Met Council and Shakopee butShakopee will have n()
responsibility for supervision of the work.
2. Met Council and Shakopee agree that Shakopee will, at Met Council's expense perform the
Purchase and Replacement ofa communications system for the Shakopee Lift Station L16
specifically listed in Exhibit C.
3. Upon completion of the Repairs by Met Council and Replacement by Shakopee, that
pursuant to Minnesota Statutes S 473.5111, subd. 6(b)(2) and Met Council action September 13,
2006 that Shakopee Interceptor is in Good Operating Condition.
4. Immediately upon completion ofthe repairs listed in Exhibit B by Met Council, and the
replacement listed in Exhibit C by Shakopee, Met Council shall transfer to Shakopee, at no cost
to Shakopee, and Shakopee shall accept the transfer of Met Council's interest in the Shakopee
Interceptor and Lift Station L16 and Met Council's interest in any associated property.
Met Council shall transfer and Shakopee shall accept by such transfer the Shakopee
Interceptor and Lift Station L16 in "as is" condition by means of a Bill of Sale for Met Council's
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interest in the pipes and associated facilities constituting the Shakopee Interceptor and Lift
Station L16 and a Quit Claim Deed for Met Council's property rights associated with the
Shakopee Interceptor and Lift Station L16.
Shakopee acknowledges that any rights transferred by Met Council to Shakopee are subject
to existing easements and rights-of-way for highways, roads, railroads, pipelines, canals, laterals,
ditches or electric or telephone lines previously granted by Met Councilor by any other party or
parties.
5. Subsequent to transfer of the Shakopee Interceptor and Lift Station L16 to Shakopee,
Shakopee shall have full and sole liability and responsibility for operation and maintenance of
the Shakopee Interceptor and Lift Station L16.
VI.
Warranty
1. Provided that Shakopee has performed routine maintenance on the Shakopee Interceptor and
Lift StationL16 , Met Council agrees, pursuant to Minnesota Statutes ~ 473.5111 that it will
reimburse Shakopee for Met Council's share as provided in this Agreement, for the actual,
reasonable and verifiable cost of uninsured and unwarranted emergency repairs for the Shakopee
Interceptor and Lift Station L16 for a period often (10) years starting on the date Met Council.
has certified the Shakopee Interceptor to be in Good Operating Condition pursuant to Minnesota
Statutes ~ 473.5111, subd. 6(2) and Section III of this Agreement and ending ten (10) years from
such date. Met Council will transfer to Shakopee any warranties or guarantees Met Council has
received from its contractors and subcontractors for such Repairs.
For the purposes ofthis Agreement, emergency repairs are only such repairs needed to fix
any imminent and bona fide threat to the structural integrity of the Shakopee Interceptor and Lift
Station L16 within the ten year period stated above in this Section IV. Specifically, repairs due
to outside sources, including, but not limited to, acts of God, terrorism, use of facilities for other
than wastewater purposes, misuse of facilities and vandalism are not considered to be due to
structural condition of the pipe and are the responsibility of Shakopee.
2. Met Council's obligation to reimburse Shakopee for its share in the cost of emergency
repairs for the Shakopee Interceptor and Lift Station L16 is subject to the following conditions:
a. Shakopee has provided written notice as soon as practicable to Met Council that an
imminent and bona fide threat to the structural integrity of the Shakopee Interceptor has
occurred, the date on which the threat first occurred, and the nature and cause of
imminent and bona fide threat; and
b. Ifthere is disagreement that the condition reported by Shakopee constitutes an
imminent and bona fide threat to Shakopee MSB 7024, 7023 Interceptor or Lift Station
L16 an independent third party will be contracted to make the determination.
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c. The determining date for eligibility ofthe emergency repair costs to be shared by Met
Council under the terms of this Agreement is the date on which the incident causing the
bona fide and imminent threat was noticed to Met Council as provided in subparagraph
2(a) above in this Section IV; and
(d) Shakopee has submitted to Met Council written plans for the emergency repair to the
Shakopee Interceptor and Met Council has reviewed such plans and determined that
the plans are reasonable and necessary for the emergency repair; and
(e) Shakopee provides to Met Council maintenance records that demonstrate the routine
maintenance of the facilities to be repaired; and
(f) Any portion ofthe facilities for which Shakopee has done a material rehabilitation or
repairs previously covered under this Section IV ofthis Agreement are not eligible for
repair under this Section IV of this Agreement.
3. Met Council will provide 100% emergency repair costs in year one until the first
anniversary, decreasing by ten percent each year. On the tenth anniversary ofthe
(re)conveyance, Met Council is released of all obligations, warranties and liabilities for the
Interceptor.
4. Met Council will make the reimbursement for emergency repairs in accordance with the
following procedure:
Met Council will reimburse Shakopee within 45 days of submittal to Met Council of an
invoice from Shakopee specifically listing the reimbursable costs listed in this Section IV of this
Agreement, written evidence of payment to contractors and subcontractors by Shakopee
including written receipts of such payments from contractors and subcontractors, and
certification from Shakopee that the work for which it is requesting reimbursement has been
completed to the satisfaction of Shakopee and Shakopee has accepted such work in accordance
with the terms of its contract with its contractor.
In the event any items of an invoice are contested, the uncontested portion ofthe invoice
shall be paid in accordance with the normal 45-day period and the contested items shall be paid
within 45 days of resolution of the matter.
Upon completion ofthe emergency repairs, Shakopee will submit a Final Estimate for the
emergency repairs, a final invoice for any remaining eligible reimbursable costs, together with
certification from Shakopee that the emergency repairs have been completed in accordance with
the construction documents and accepted by Shakopee and certification from Shakopee that all
contractors and subcontractors have been paid.
Shakopee agrees that Met Council may use general obligation bond funds to reimburse
Shakopee for any eligible costs under this Section IV ofthis Agreement, and Shakopee agrees to
consult with Met Council in advance of spending such funds and to comply with any
requirements of Met Council for USy 9fbond funds.
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VII.
General Provisions
1. Applicable provisions of federal law, Minnesota law, and of any applicable local ordinances
relating to civil rights and discrimination and the AffIrmative Action Policy statements of
Shakopee and Met Council shall be considered a part ofthis Agreement as though fully set forth
herein. SpecifIcally, Shakopee agrees to comply with all federal, state and local applicable laws
and ordinances relating to nondiscrimination, affIrmative action, public purchases, contracting,
employment, including workers' compensation and surety deposits required for construction
contracts. Shakopee agrees to request payment of state labor wage information from its
contractor and provide such information to Met.Council.
2. It is understood and agreed that the entire Agreement between the parties is contained herein
and that this Agreement supersedes all oral agreements and negotiations between the parties
relating to the subject matter hereof. All items referred to in this Agreement are incorporated or
attached and deemed to be part of this Agreement.
3. All employees of Shakopee and all other persons engaged by Shakopee in the performance
of any work or services required or provided for .herein to be performed by Shakopee shall not be
considered employees of Met Council, and that any and all claims that may or might arise under
the Worker's Compensation Act or the Unemployment Compensation Act of the state of
Minnesota on behalf of said employees while so engaged, and any and all claims made by any
third parties as a consequence ofany act or omission on the part of said employees while so
engaged, on any ofthe work or services provided to be rendered herein, shall in no way be the
obligation or responsibility of Met Council.
It is further agreed that any and all employees of Met Council and all other persons engaged
by Met Council in the performance of any work or services required or provided herein to be
performed by Met Council shall not be considered employees of Shakopee, and that any and all
claims that mayor might arise under the Worker's Compensation Act or the Minnesota
Economic Security Law of behalf of said employees while so engaged, and any and all claims
made by any third parties as a consequence of any act or omission ofthepart of said employees
while so engaged, on any work or services provided to be rendered herein, shall in no way be
the obligation or responsibility of Shakopee.
4. The provisions of this Agreement shall be deemed severable. If any part of this Agreement
is rendered void, invalid, or unenforceable, such rendering shall not affect the validity and
enforceability ofthe remainder ofthis Agreement unless the part or parts which are void, invalid
or otherwise unenforceable shall substantially impair the value ofthe entire Agreement with
respect to the parties. One or more waivers by said party of any provision, term, condition or
covenant shall not be construed by the other party as a waiver of a subsequent breach ofthe same
by the other party.
5. All records kept by Met Council and Shakopee with respect to this Agreement shall be
subject to examination by the representatives of each party hereto and the State Auditor, and its
representatives. All data collected, created, received, maintained or disseminated for any
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purpose by the activities of Shakopee and Met Council pursuant to this Agreement shall be
governed by Minnesota Statutes, Chapter 13, as amended, and the Minnesota Rules
implementing such Act now in force or hereafter adopted.
6. The covenants of this Agreement shall be binding upon and inure to the benefit of the
parties hereto, their successors and assigns.
7. Any notice or demand, which mayor must be given or made by a party hereto, under the
terms of this Agreement or any statute or ordinance, shall be in writing and shall be sent certified
mail or delivered in person to the other party addressed as follows:
Regional Administrator
Metropolitan Council
390 Robert Street North
S1. Paul, MN 55101-1805
with a copy to:
Metropolitan Council Environmental Services
c/o General Manager
390 Robert Street North
S1. Paul, MN 55101-1805
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City Administrator
City of Shakopee
129 Holmes Street S.
Shakopee, MN 55379-1328
8. This Contract is entered into in and under the laws ofthe State of Minnesota and shall be
interpreted in accordance therewith.
9. If a dispute should arise between Met Council and Shakopee with respect to this Agreement
or any of its provisions, Met Council and Shakopee agree to attempt to resolve such dispute
through the use of a mediator mutually acceptable to Met Council and Shakopee prior to
initiation of any legal action on the part of Met Councilor Shakopee with respect to this
Agreement, any of its provisions and/or its enforcement. The costs of such mediation shall be
shared equally by the parties.
10 Met Council's project manager is:
William Moeller, Assistant General Manager, Interceptor Services
or his designee
Metropolitan Council Environmental Services
Shakopee's project manager is:
Bruce Loney or his designee
Public Works Director
City of Shakopee
11. The parties agree that any agreement or contract entered into by them pursuant to this
Agreement shall include clauses that shall: 1) require the contractor to defend, indemnify and
hold harmless Shakopee and the Met Council, their officials, agents, contractors and employees
from claims, suits, demands, damages, judgments, costs, interest, expenses (including, without
limitation, reasonable attorneys' fees, witness fees and disbursements incurred in the defense
thereof) arising out of or by reason ofthe negligence of the said contractor, its officers,
employees, agents, or subcontractors; 2) require the contractor to provide and maintain insurance
and provide to the parties prior to commencement of the construction a Certificate of Insurance
evidencing the insurance coverage and naming both parties as additional insureds; and 3) require
the contractor to be an independent contractor for purposes of completing the work provided for
in this Agreement.
12. Each party agrees that it will be responsible for its own acts and the results thereof, to the
extent authorized by law, and shall not be responsible for the acts of the other party and the
results thereof. The Met Council's and Shakopee's liability is governed by the provisions of
Minnesota Statutes Chapter 466. The Met Council and Shakopee each warrant that they are able
to comply with the aforementioned liability requirements through an insurance or self-insurance
program and have minimum coverage consistent with the liability limits contained in Minnesota
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Statutes Chapter 466.
IN TESTIMONY WHEREOF, the parties hereto have caused this Agreement to be executed
by their respective duly authorized officers as of the day and year first above written.
CITY OF SHAKOPEE
ATTEST:
By
Shakopee City Mayor
Date:
By
Shakopee City Administrator
Date:
By
Shakopee City Clerk
Date:
APPROVED AS TO FORM
By
Shakopee City Attorney
Date.
METROPOLITAN COUNCIL
Approved as to form:
By
Office of General Council
Its
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EXHIBIT LIST
Exhibit A - Map Showing Location of the Shakopee Interceptor and Lift Station L16
Exhibit B - Repairs to interceptor to be made by Met Council
Exhibit C - Replacement of communications by MCES and Shakopee, to Lift Station L-16
EXHIBIT A
Map Showing Location of the Shakopee Interceptor and Lift Station L16
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EXHIBIT A
Map Showing Location ofthe Shakopee Interceptor and Lift Station L16
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EXHIBIT B
SECTION
SUMMARY OF WORK INTERCEPTOR
GENERAL
1.0 Basic description: Work will consist of rehabilitating 7261 feet of 42" RCP
interceptor using Cured In Place Pipe (CIPP). This type of lining creates a structural
lining of 15-17 mm thickness with little/no loss of capacity in the line. The CIPP lining
will begin at MH 13 at the intersection of Canterbury Downs Blvd (interceptor 7023) to
Junction structure #4 to the east at Siphon Outlet (interceptor 6904).
1.1 Timeline: Project is scheduled to commence in 2007 and is expected to be
completed in 2007.
EXHIBIT C
Installation of Telemetry System
Installation of Remote Site Wireless Lift Station Analyzer/Equipment Monitor:
Item A: Crystal Ball Plus Multimedia Alarm "Management System Remote Site
Wireless Lift Station Analyzer/Equipment Monitor-2 units @ $2800/ea
Total: $5600.00 not including electrical work
Electiral Work. Crane/Lift and Locks
1. Metropolitan Council staff shall perform the electrical work necessarv for the
provision ofthe crane/lift instaflment at no cost to City of Shakopee.
2. Metropolitan Council staff. shall perform electrical work required for the
provision of the contractor to install Telemetry System at no cost to City of Shakopee.
3. Metropolitan Council staff shall provide for the chanqe of locks on the lift
station at no cost to City of Shakopee.
Committee Report
E Environment Committee Item: 2006 - 254
For the Metropolitan Council meeting of August 23, 2006
ADVISORY INFORMATION
Date Prepared: August 9, 2006
Subject: Proposed Rule Changes to the Service Availability Charge (SAC) Credit System
Summary of Committee Discussion:
At the July 25th Environment Committee meeting, staff discussed the proposed changes, the events to-date in the
public outreach process, and the public input received to-date. Representatives from the City of Minneapolis and
AMM (Association of Metropolitan Municipalities) spoke and both generally supported the proposed changes.
However, there was a question about what might be considered extraordinary circumstances that would allow a
longer time for use of credits on site.
At the August 8, 2006 Environment Committee meeting, the Committee, staff and AMM discussed what
extraordinary circumstances might warrant an increase in the lO-year timeframe for use of credits. AMM
suggested criteria which might be used as guidelines when considering further extension (see Exhibit D). It was
noted that since the new rules are not to be implemented until 2010 and already have a 10-year timeframe that
additional rules would not have any impact before 2020 and many factors could change in the interim, including
development issues and timelines as well as SAC economics. Staff suggested retaining flexibility for future
Council(s) to decide what warranted the rare additional extension of time. AMM asked that a formal process for
time line extension appeals be developed for Council approval. Staff stated that the proposed rule changes
included authority for staff to do so and that the rules will be written to require Council review and approval of
these appeals. No action was taken at this meeting.
Recommendation:
That the Metropolitan Council approve the proposed changes to the SAC rules (attached as Exhibit A) and direct
staff to incorporate them into the SAC Procedure Manual.
Executive Summary
E Environment Committee Item: 2006 - 254
Meeting date: July 25,2006
For Metropolitan Council Meeting of August 23, 2006
ADVISORY INFORMATION
Date: July 14, 2006
Subject: Proposed Rule Changes to the Service Availability Charge (SAC)
Credit System
District(s), Member(s): All
Policy/Legal Reference: Policy 3-2-5 and MN Statute 473.517 subd. 3
Staff Presented/Prepared: Jason Willett (651-602-1196)
Division/Department: MCES c/o William G. Moore, (651-602-1162)
Proposed Action/Motion
That the Metropolitan Council approve the proposed changes to the SAC rules (attached as Exhibit A) and direct
staff to incorporate them into the SAC Procedure Manual.
Issue
The proposed changes to the credit system are material and require Council approval.
Overview
MCES grants "credits" to municipalities for a permanent reduction in the wastewater capacity needs of
individual properties. These SAC credits reflect the amount a municipality can subsequently restore its use of
capacity (measured in SAC units) without paying additional SAC. Currently, when a redevelopment is smaller
(from a wastewater demand perspective), the credits beyond what is needed for the redevelopment become
available to the municipality as "net" credits, although the capacity itself cannot be moved and its maintenance
is financed by sewer fees from those properties still using the system.
The most significant changes being proposed are:
. When a redeveloped property's new use requires lower wastewater capacity than what was needed at any time
in the prior seven years, SAC credits to the city will be limited tothe amount needed on the site for the new
use. Net credits will not occur.
. Credits will be granted based on the prior demand, in SAC units, over the seven years prior to the year of
permitting, not based on SAC payments or grandparenting. If a property is vacant for the entire 7 year look-
back period, no credits will be granted.
. Phased redevelopment is given 10 years to use the credits, and possibly more in extraordinary circumstances.
. Shakopee is protected from these changes for the withdrawal of Rahr Malting, for 5 additional years, due to
the prior Council action.
. The proposed implementation date of these changes is January 1,2010.
. Existing credits will remain available to the municipalities.
The proposed changes to the SAC credit system will improve equity of the SAC system and restrain future SAC
rate increases. Exhibit A includes the detailed rule changes. Exhibit B is a summary ofthe public outreach
process. Exhibit C is the public comment letters received.
I Exhibit A I
~ Metropolitan Council
Environmental Services
SAC Credit System
2006 PROPOSAL: "NO NET CREDITS"
_ A redevelopment receives credits for SAC that was actnally paid (and grandparent credits
based on 1973 use) regardless of the recent use on the property. When the redevelopment
is smaller (from a wastewater demand perspective), the credits beyond what is needed for
the redevelopment become available as excess or "net" credits. The city may save these net credits on the
site for a subsequent redevelopment or use them elsewhere in the city (city-wide credit election).
PROBLEMS WITH CURRENT SYSTEM:
1. 1973 data has become difficult to locate and therefore, increasingly inaccurate and disputable.
2. SAC pays for initial capacity and ongoing sewer fees pay to maintain the assigned capacity. A
property that has not been used in recent years has not been paying sewer fees and is not payingto
maintain the sewer capacity at the site. This is inequitable, as other sewer users must pay more to
maintain the unused capacity. For example, a brewery operating in 1973 and closed in 1980 could
have over a thousand credits available when the site is redeveloped, even though for over 25 years the
burden was on other sewer users to maintain sewer capacity for the site.
3. In 1973 when SAC was first implemented, existing users were "grandparented" into the system. In
other words, these users did not pay for the capacity at that time, nor for any redevelopment-
associated SAC fees on those sites since then. Nevertheless, the current rules grant credits. It is MCES
staffs' view that this is inequitable. We acknowledge that AMM and some communities disagree that
this is inequitable as many or all of the communities that had properties grandparented into SAC built
the original facilities and were the original ratepayers ofthe regional agency as it was buying the
facilities from the cities.
_ When a redeveloping property's new nse requires lower wastewater capacity (than
· what was demanded at any time in the prior seven years), SAC credits to the city
· ., will be limited to the amount needed on the site for the new use. Credits will be
based on the prior demand, in SAC units, over the seven prior years and up to the date of permitting (and
not based on SAC payments or grandparenting). Net credits will never occur. In other words, a property
redeveloping at the same or lesser wastewater demand will not incur SAC nor get credits. If
redeveloping at a higher waste-water demand, it will incur SAC only for the capacity increment above
the recent demand.
EXAMPLES USING PROPOSED CHANGE:
Example 1: A-24 unit functioning apartment building is demolished and a restaurant is permitted (that
has a SAC determination of 15 units). No SAC would be paid and no net credit would be created.
Example 2: A 15-SAC functioning restaurant is demolished and a 24-unit apartment is permitted.
Nine SAC would need to be paid.
Example 3: A 15-SAC restaurant that had been vacant for seven or more years is demolished and a
24-unit apartment is permitted. Twenty-four SAC would need to be paid.
Example 4: A house that has been vacant for seven or more years is demolished and rebuilt. One
SAC would need to be paid.
lIB I. Phased developments will be allowed to nse the credits, compnted as described,
. over a 1 O-year period on the specific site from which they originated, and longer
in extraordinary cases upon appeal to MCES.
2. If a property should have paid SAC for the capacity demand being used (for the seven-year prior
period) but did not, MCES reserves the right to reduce the credits, or make the charges that should
have occurred. That is, if a change of use or increase in size of an operation occurred and a
determination was missed, the missed determination will be used to compute the net
payments/credit to what should have occurred.
3. If a property is being remodeled or rebuilt (e. g. after afire) but is not changing use or size, no SAC
determination will be necessary and no SAC charge will occur. If it is changing size but not use,
SAC will be required on the incremental capacity demanded.
4. Capacity demand for the seven-year prior period will not be the actual flow used, but rather defined
as the capacity in SAC units for the specific type of property, except that a demolished or vacant
building shall be considered as having no demand (and therefore have no credits available).
Vacancy will be evidenced by the absence of flow based sewer fees on the property (note: an
administrative or minimum charge would not count as a flow based fee and thus the building would
still count as vacant).
5. The seven-year prior period goes back from January 1 of the year in which the determination is
requested. For example, if a determination is requested in June and completed in July of2006, the
seven-year prior period will go back to January 1 of 1999 (seven calendar years, plus the portion of
the year in which the determination is requested). When MCES is asked for a commercial
determination, the city or developer should submit a sewer bill for the property or the city should
submit a certification as evidence that the property is occupied or vacant.
6. These new rules are proposed for implementation Jan. 1,2010. This will allow cities time to change
ordinances as necessary. Moreover, developments now being planned that have counted on credits
in their proformas will be able to get a determination (at the time ofthe building permit) under the
existing rules.
7. Industrial permittees shall continue to have a "baseline" determined by the maximum demand at
each three-year flow review. At each review, the new baseline will be the greater of the current use
and the prior baseline. SAC shall be charged for any capacity increment resulting from an increase
in baseline. No credits for use below the baseline will occur; however the baseline is not reduced
and therefore itis available to that industry in the future. Ifthe permit is discontinued (e.g. a
permitted industrial site is converted to a different use), potential credits will be based on the highest
demand in the prior seven years (not necessarily the current baseline).
8. If a city or area (e.g. a tribal nation) or property withdraws from the MCES service area after the
2010 implementation date, SAC credits shall be available to the host city or tribal nation based on
the amount of capacity demand being withdrawn. However, based on a Metropolitan Council
resolution, the City of Shakopee has a commitment as to the treatment of credits regarding Rahr
Malting's potential withdrawal. The Council shall grant credits to the City of Shako pee per that
action, if and to the extent Rahr does withdraw before July 1, 2011).
9. All existing city-wide credits (those currently on MCES books, where redevelopment has occurred
and net credits granted) will remain available to the community for use to offset other SAC charges.
Any site-specific credits will be subject to the ten-year rule for phased developments (see #1)
beginning January 1, 2010.
This new proposal takes the place of all three modifications proposed in 2005.
Last Update: 5/23/06
Public. Outreach Process Summary I Exhibit B I
Events to date:
. May 24,2005: Three proposed changes (somewhat different from current proposal) reviewed by
Environment Committee. Authorized taking these proposals out for public comment.
. August 1,2005: Mailing to all 104 customer municipalities and a notice of the public meeting was
published in the State Register, Star Tribune and St. Paul Pioneer Press.
. August 23,2005: Public meeting (22 non-Council attended)
. September 2,2005: End date of first written comment period (10 letters & 3 e-mails received)
. September 13,2005: Environment Committee discussion about comments received; decision to work
with communities to look for a better or compromise proposal.
. Oct-Dec. 2005: Council staff met with the Association of Metropolitan Municipalities (AMM) and
some cities
. January 24, 2006: Environment Committee review of AMM letter and alternative ideas (including
current proposal).
. June 7,2006: Mailing to all 104 customer municipalities and publication in State Register asking for
comments on this proposal.
. June 2006: The currently proposed changes were discussed atthe five customer budget meeting (4
municipal meetings and the industrial customer forum)
. July 7, 2006: End of written comment period for proposed changes: Letters received from AMM and
the City ofSt. Paul (see Exhibit C)
- I Exhibit C I
Association of
Metropolitan
Muni(ipalitie~ June 27, 2006
Mr. Jason Willett
Metropolitan Council. Enviro~ent Services
390 North Robert Street
StPaulMN 55101
Dear Mr. Willett:
Thekssociation of Metropolitan Municipalities appreciates the opportunity to comment
regarding, the Sewer Availability Charge (SkC) program changes under consideration by.
the Metropolitan Council. We would like to commendyou and your stafffor your efforts
.in considering alternatives to the original proposals that.we believe will. be more
equitable. forcities.
Tlle;AMMis appreciative of the additionaltime.provided.by the Met Councin~ffalI
when the original proposed, changes to this program were made, which allowed us to
convep.e a ~ork group of cities to review the prop,osals and put forth reconirrlendatiop.s.
As you know, the primary concerns that emerged from those discussions centered on,the .'
impacts program ch(lJlges would have on redevelopment projects, andiwhat we .
considered an arbitrary and inequitable distinction'being made between 1973andp()st~
1973 parcels in terms of credit eligibility. ". .
Subsequent discussions with MCES staff and our work group led to the 'no netcrediP
proposa~curr.ent1y under consideration. The AMM ~uppprtsthisproposal, with a, .
baseline., look back for credit eligibility of seven years" 10 years for ph~ed developments
and a Ipngerperiod of time for extraordinary yircumstances to bedetennined on a case-
by-caSe basis. These timelineswill helpto accoIfunodatecomplicated and extensive
develgpment <,md redevelopment projects. .
kgain,iJason, we appreciate all of the time, ,effort and information you and your staff
have provided to us regarding the SkC proposals, <,md we lopkforward. to continuing tQ
work with you .on this important issue.
Sincerely,.
~a is
,.' ..' ''','". \,.,
Executive Director 145 University A venue West
SaintPauJ, Minnesota 55103--2044
Teleptione:(051) 2154000
Fax; (651) 281-1299
E-mail; amm@amm145.of:g
CITY OF SAINT PAUL 140 City Hall
ChristopherB. Coleman; Mayor 15 W. Kellogg Blvd.
Sail!tPaul; Mi~nes()ta 55102.1660
Fax: 6~1.2r;6.6222
July 7, 2006
Jason Willett, Finance Director
Metropolitan Ceuncil EnVironmental Services
230 EaSt 5th Street
st. Paul. Minneseta 55102-1626
Dear Mr. Willett:.
Tl1ank.)'o.ufer this opportunity to. respond to recently proposed changes to. the
MetropolitanCounciI's Service Availability Charge (SAC) credit system. We recognize
the n.eed to modernize the SAC system, and we appreciate your efferts to. collaborate with
eur partners on a reasonable compromise.
Th~ .current propesed changes allew for a seven-year period of redevelepme~~ befere
existing SAC credits areJost, with 10 years allewed fer phased-:-in redevelopment plans
and no. time limits en situatiens of extrao.rdinary circumstances as determined on a. case"
by;.case baSis. In general we support th'ese tenns,although we still believe seven yearS is
a narrow time frame for cities to thoughtfully and theroughly determine the best useef a
redeyelopl;lient site. Weappreyiate thereco.gnitio.n efextenu<\ting circumstances anqthe
potential need to extend thelifeofa SAC credit.
We would like you and the Metro.po.litan Co.uncil to. co.nsider an additional rule to. yeur
preposed changes thataddres.ses the cencerns ef many cIder c~ties. Large facilities and
industrial sites existing prier to. the 1973 implementation of SAC that still,tise a .
considerable amount of seWer capacity sho.uldno.t be held to. a seven or 10-year
redevelopment requirement. These parcels of land, should they alter their primary uses,
wo.uldbring dramatic change to. communities within the metropo.litan area.
Redevelopment o.fthese areas.sho.uld be done with significant community inv()lvement
and thorough deb~te; restrictions and timelinessuchas loss of SAC credits should not be
a factor. .We reco.mmend that facilities using 30 million gallons per year ()TIDOre of
sewer capacity be exempt from timelines fer redevelopment.
AA-ADA-EEO Employer
Responsive Services . Quality Facilities . Employee Pride
Tn~yoU\aga.in fortliisopPQ@tiity t()reSpohdto)'o'lU;ptoposedchanges;..Pleasedo. not
hesit.ateto contactmewith questio.ns.
~rtlceI3~e
Director ofPublicW(jrks
or ..Ri9hatdAgum~r'lY1~t~oJ5olitfmCouncifDistrictI3
SongLo..Fawcett~Metropolitan Council District .14
I Exhibit D I
-
Association of
Metropolitan August 8, 2006
Municipalities
Ms. Peggy Leppik, Chair
Metropolitan Council Environment Services Committee
390 North Robert
St Paul, MN 55101
Dear Chair Leppik:
Per your request, the Association of Metropolitan Municipalities (AMM) would suggest
for inclusion in a new SAC rule the following guidelines for changes in property use that,
due to extenuating circumstances, may require a longer timeline for redevelopment. Our
intent is to offer these as guidelines for consideration, rather than a set list of criteria, so
as not to restrict the Metropolitan Council in its consideration of extended timelines of
such projects on a case-by-case basis.
By definition, a change in SAC units for any given site means a change in water usage,
and often, a big change in land use. Many of these changes can be routine, but others can
be dramatic. Redevelopment involving large sites or dramatic land use changes requires
careful planning, citizen involvement and extensive financing. Many redevelopment sites
require contamination remediation along with the demolition or retrofitting of buildings.
These sites often take many years to redevelop and because the projected new uSe can -.
often influence the surrounding neighborhood for a century, it should not be hurried.
Moreover, redevelopment is often long on cost and short on financing, so potential loss of
SAC credits can compound the challenge to redevelop the site. As a result, the Council
should be allowed to consider extenuating circumstances, based on written criteria, to
extend the timeline to use SAC credits beyond what is allowed under rule.
The following criteria provide some examples and guidelines that the Council may wish
to use in considering whether to extend timelines for determining SAC credits for a
particular use.
. Large sites, industrial facilities, multiple parcels
. Uses with significant previous flow (30 million gallons per year or more)
. Parcels with re-use zoning challenges - i.e. zoned industrial, high density
residential, etc.
. Parcels located in TIF Districts
. Parcels in which the new use is using federallstate/local public fmancing
145 University Avenue West
Saint Paul, Minnesota 55103-2044
Telephone: (651) 215-4000
Fax: (651) 281-1299
E-mail: amm@amm145.org
. Parcels in which contamination cleanup is required
. Significantly blighted parcels
. A community's vacancy rate (consideration of real estate cycle)
The AMM would support a formal process for any tirneline extensions, so that extensions
for the use of SAC credits would be determined by the MCES Committee and
Metropolitan Council.
Thank you for your consideration. We appreciate the hard work of the MCES staff and
committee on this important issue.
~y,
--fil~
Louis F. J is
Executive Director
Cc: Members of the MCES Committee
Jason Willett, MCES Staff
5, c, 3
EXHIBIT A
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