HomeMy WebLinkAbout8. LMC 2011 State Shutdown Considerations Update00
j_EAGUE oP CONNECTING & INNOVATING
MINNESOTA SINCE 1913
CITIES
2011 State Shutdown Considerations
State Aid and Credit Reimbursement Payments
UPDATED 7 -12 -11
This document will be updated as new information becomes available. Please check www.lmc. orn
Many functions of the state of Minnesota are currently shut down. The 2011 session ended on
May 23 without a complete 2012 -2013 biennial state budget approved and signed into law. In
the weeks following, the Governor and legislative leadership were unable to reach an agreement
and state agencies without approved budgets shut down at midnight on June 30
In the wake of the shutdown, the Attorney General petitioned the Ramsey County District Court
to intervene in order to keep certain "core government functions" in operation. The Attorney
General defined these core functions to be those related to the protection of life and health of
Minnesota citizens. On June 29, Chief Ramsey County District Court Judge Kathleen Gearin
issued her order, agreeing with the Attorney General and directing core services to be funded.
The League continues to post the most recent information related to impacts of the shutdown and
related court decisions on its website What we know, however, continues to evolve as staff
review shutdown materials prepared by state agencies and as a special master appointed by the
courts begins to hear requests for state funding during the shutdown.
The purpose of this memo is to offer some issues related to city budgets and aid payments that
local officials might want to consider.
2011 LGA distributions
Local Government Aid (LGA) is distributed in two equal installments on or around July 20 and
Dec. 26 each year. The amounts scheduled to be paid this year were originally certified to each
city in July 2010. The appropriation for LGA is a "standing" appropriation which means that it is
defined in state statute (Minn. Star. § 477A.03, subd. 2a). As a result, even though the omnibus
tax bill was vetoed, the LGA appropriation remains in place and requires no further action by the
Legislature and governor.
In Judge Gearin's June 29 order, she directs the Commissioner of Revenue to issue payments
funded by standing appropriations, including LGA. Absent a successful appeal of the Gearin
order, the League fully expects that July LGA payments will be made. To further confirm this,
today (July 12) the Governor's Special Counsel David Lillehaug announced that these payments
would be made when due.
145 UNIVERSITY AVE. WEST PHONE: (651) 281 -1200 EAR: (651) 281 -1299
ST. PAUL, MN 55103 -2044 TOLL FREE: (800) 925 -1122 wEB: wvTw.Lmc.oEG
Cities should note, however, that negotiations between the legislature and the Governor are
ongoing and that potential action in a special session over the next couple of weeks could still
impact the July payments. Part of a budget solution could be reductions to the July payments.
For planning purposes, keep in mind that if the Legislature and governor reach a budget
agreement before the July distribution date, and their agreement includes reductions to aids and
credits, any reduction would likely be applied to the next payment. For example, if a budget
agreement were reached on July 10, past practice would suggest that one -half of the reduction
would be applied to the July LGA payment and one -half would be applied to the December LGA
payment. However, if a budget agreement is not reached until Aug. i, any LGA reduction
would presumably be applied to the December payment.
LGA certifications for 2012 and city budgeting
Not only should LGA recipient cities be concerned about the distribution of 2011 LGA, please
keep in mind that by July 31, the commissioner of revenue is required to notify cities of the
amount of LGA each city will receive in 2012. This certification of LGA is used by each city to
plan for its 2012 budget and ultimately to certify a proposed 2012 property tax levy for the
annual truth-in-taxation process.
According to information posted by the Dept. of Revenue, aid certification will not occur during
the shutdown unless directed by the courts. A delay in the certifications might cause
considerable difficulties for cities in determining their budgets and setting their preliminary
levies. If 2012 LGA certifications are delayed until after the proposed property tax levies must
be certified to the county on Sept. 15, cities will have to decide how to proceed and set their
proposed levy. Given that the Sept. 15 preliminary levy is effectively the maximum a city can
finalize in December, the lack of a certified LGA amount will make the preliminary levy
decision a difficult exercise. Similarly, while there are no levy limits for payable 2012, action
during a special legislative session could reinstate them, farther complicating the budget cycle
for cities this year.
If the shutdown extends for more than a couple of weeks, the League may petition the special
master to seek funding for the LGA certification process. If the special master were to direct the
Department of Revenue to perform the certification of LGA during the shutdown, that
certification would be based on the current law LGA appropriation of $527.1 million. Any
subsequent special session decision that might reduce the appropriation in solving the state
deficit would not be factored in to the certified amounts.
2011 MVHC reimbursement distributions
MVHC reimbursement distributions are made in two roughly equal installments, one -half around
Oct. 31 and the other one -half on or around Dec. 26. Any MVHC reimbursement attributable to
homestead property in a TIF district is only paid on Dec. 26.
Recommendations from the Special Master in early July included that reimbursement payments
should be paid during the shutdown. However, again, please keep in mind that legislative action
during a special session between now and the payment dates in October and December might
result in changes to those payment amounts.
2 / July 12, 2011
MVHC certification for 2012
Given that MVHC is a reimbursement for property taxes that would otherwise be paid by
qualifying homeowners, there is technically no certification of MVHC that occurs before the
Sept. 15 preliminary levy certification deadline. However, the Legislature was considering a plan
to eliminate MVHC beginning in 2012 and replace it with a market value exclusion for
qualifying homes. A protracted delay in any decision to repeal MVHC could result in truth -in-
taxation statements that do not accurately reflect the law changes.
In addition to LGA and MVHC reimbursement, there are other programs that could be impacted
by the state shutdown— especially if it extends for several months.
Pension amortization aid, supplement amortization aid, and additional amortization aid
On July 15, the state is scheduled to distribute one -third of the annual pension amortization aid to
qualifying cities. The other one -third increments are scheduled to be paid on Sept. 15 and Nov.
15. The purpose of this aid program is to amortize the unfunded accrued liability (deficit) of the
local police or salaried firefighter pension fund or the unfunded accrued liability of a police or
salaried firefighter consolidation account in PERA. When a pension fund or consolidation
account becomes fully funded, the local unit of government no longer qualifies for these aids.
There are currently four cities that are scheduled to receive amortization aid and supplemental
amortization aid in 2011: Eveleth, Fairmont, Minneapolis and Thief River Falls. Supplemental
amortization aid is paid each year on Oct. 1.
Given that pension amortization aid is a standing appropriation, the League believes that under
Judge Gearin's order, these aids will be distributed as scheduled. This interpretation is supported
by the recommendations made by the Governor in a July 6 memo to the special master but as of
July 11, the special master has not made a recommendation to the district court. To further
confirm this, today (July 12) the Governor's Special Counsel David Lillehaug announced that
these payments would be made when due.
PERA aid
PERA aid is paid to any county, city, town or special taxing district that had PERA covered
employees in 1997. The aid is designed to offset the cost of the increase to the PERA employer
contribution rates that were effective beginning in fiscal year 1998. PERA aid is distributed in
two equal installments on or around July 20 and Dec. 26 each year and totals roughly $14.4
million for all local omits of government.
The aid is equal to 0.7 percent of the jurisdiction's fiscal year 1997 PERA payroll and is
essentially frozen at that level until the program sunsets. This aid could potentially decrease in
the future if the current PERA payroll drops significantly below the fiscal year 1997 level as
determined by the Minnesota Department of Revenue. This aid is appropriated from the general
fund and the program will terminate on June 30, 2020.
3 / hdy 12, 2011
Given that PERA aid is a standing appropriation, the League believes that under Judge Gearin's
order, these aids will be distributed as scheduled. This interpretation is supported by the
recommendations made by the Governor in a July 6 memo to the special master but as of July
11, the special master has not made a recommendation to the district court. To further confirm
this, today (July 12) the Governor's Special Counsel David Lillehaug announced that these
payments would be made when due.
State Peace Officer (Police) Aid
State Peace Officer Aid, or Police Aid is provided to local units of government to subsidize the
pension costs of local units of government for their peace officers. Basically the aid reimburses
local government employers for the payments they make to PERA. The revenues to fiord this
program are derived from a premium tax on auto insurance policies and the aid is distributed to
cities on Oct. I each year.
Local units apply for this aid by submitting a Form PA -1 to DOR. Each police department
certifies the name, POST license number, pension fund, employment data, and number of
months worked in the previous year for each licensed full -time peace officer employed by the
department. DOR reviews these aid applications and determines the total number of peace officer
months for each department. The total amount of aid available for distribution is divided by the
total number of peace officer months to determine the aid per officer month.
The total number of officer months for each department multiplied by the aid per officer month
equals its initial aid. This amount is compared with the department's prior year PERA retirement
obligation, and it receives the lesser of the two amounts. The total amount available for
distribution is certified by the Special Taxes Division, and is based on the collection of insurance
premium taxes relating to auto insurance coverage. This amount is reduced by State Auditor
costs prior to distribution. A portion of the excess police aid (initial aid minus the retirement
obligation) is transferred to the additional amortization aid program.
Given that state police aid is a standing appropriation, the League believes that Linder Judge
Gearin's order, these aids will be distributed as scheduled. This interpretation is supported by the
recommendations made by the Governor in a July 6 memo to the special master but as of July
11, the special master has not made a recommendation to the district court. To further confirm
this, today (July 12) the Governor's Special Counsel David Lillehaug announced that these
payments would be made when due.
Fire state aid
Fire state aid subsidizes the pensions of both salaried and volunteer firefighters. The finding for
the aid is derived from a two - percent state tax on fire insurance premiums and the aid allocated
based on the market value of real property in the fire district and on the population of each fire
district. An additional allocation is given to relief associations with small numbers of active
members to maintain a minimum amount of aid. When firefighters are covered by a pension
plan, state law requires that fire state aid be used for pension purposes. Fire State Aid is
distributed to cities on Oct. 1 each year.
4 / July 12, 2011
Municipal fire departments and independent nonprofit firefighting corporations apply for this aid
by submitting a Form FA -I to the Minnesota Department of Revenue. This form certifies that
they maintain at least the minimum equipment and manpower to qualify for the aid. The
application also requires certifications of service areas for the prior year, current fire service
contracts, and current apportionment agreements with other fire departments.
Given that state fire aid is a standing appropriation, the League believes that under Judge
Gearin's order, these aids will be distributed as scheduled. This interpretation is supported by the
recommendations made by the Governor in a July 6 memo to the special master but as of July
11, the special master has not made a recommendation to the district court. To further confirm
this, today (July 12) the Governor's Special Counsel David Lillehaug announced that these
payments would be made when due.
Taconite aid
Taconite mining companies pay production taxes directly to six Minnesota counties (Cook, Lake,
St. Louis, Itasca, Crow Wing and Aitkin). Minn. Stat § 298 defines how these revenues are
distributed. Each county auditor from these counties is responsible for making the taconite aid
payments to the various jurisdictions within the county. St. Louis County is designated as the
fiscal agent for the taconite property tax relief account and is responsible for issuing taconite
property tax relief checks to the other counties.
The Mineral Tax Office in the Department of Revenue makes all computations regarding the
amount paid by the mining companies, and the aid payments to the counties, cities, towns, and
school districts within the counties. However, under a shutdown, it is unclear whether the
necessary staff at the Department of Revenue and Minnesota Management and Budget will be
available to perform the functions necessary to make the distributions. Taconite distributions are
made on Aug. 25 and Feb. 25 each year.
Today (July 12) the Governor's Special Counsel David Lillehaug announced that these payments
would be made when due.
Utility Valuation Transition Aid (UVTA)
UVTA is paid to cities and townships to compensate for reductions in tax base due to the
reassessment of public utility property being phased in over the three -year period from 2008 to
2010. Payments to affected cities and townships are made in two equal installments —on or
around July 20 and Dec. 26 each year.
UVTA Payments are equal to the difference between the public utility tax capacity prior to
reassessment and the public utility tax capacity for the current year multiplied by the
jurisdiction's tax rate. Aid continues until the "new rule" valuation exceeds its 2007 "old rule"
valuation.
There are currently 11 cities that receive UVTA: Becker, Cohasset, Granite Falls, Hoyt Lakes,
Lastrup, Leonidas, Plummer, Red Wing, Riverton, Trail and Twin Lakes. In addition, 11
townships also receive UVTA. The total amount is approximately $1.5 million per year.
5 / Juty 12, 2011
The distribution and appropriation for UVTA is defined in Minn. Stat. § 477A.16. The funding
for the program is a standing appropriation and is specified as "an amount sufficient to pay
transition aid under this section is annually appropriated to the commissioner of revenue from the
general find."
Given that utility valuation replacement aid is a standing appropriation, the League believes that
under Judge Gearin's order, these aids will be distributed as scheduled. This interpretation is
supported by the recommendations made by the Governor in a July 6 memo to the special master
but as of July 11, the special master has not made a recommendation to the district court. To
further confirm this, today (July 12) the Governor's Special Counsel David Lillehaug announced
that these payments would be made when due.
Administration of local sales taxes
Under current law, the Minnesota Department of Revenue administers all local sales taxes in
Minnesota. At this time, it is not clear whether the administration of these local taxes will be
affected by the state government shutdown. The League believes that all cities with local sales
taxes received their Judy payment before June 30. If the shutdown continues into August, the
League may petition the special master to seek finding for the administration and distribution of
local sales taxes.
City /County
Type of Tax
Begin Date
Rate
Albert Lea
Sales Tax and Use Tax
4/1/06
0.50%
Austin
Sales Tax and Use Tax
4/1/07
0.50%
Baxter
Sales Tax and Use Tax
10/1/06
0.50%
Bemidji
Sales Tax and Use Tax
1/1/06
0.50%
Brainerd
Sales Tax and Use Tax
4/1/07
0.50%
Clearwater
Sales Tax and Use Tax
10/1/08
0.50%
Cook County
Sales Tax and Use Tax
4/1/10
1.00%
Detroit Lakes
Food and Beverage Tax
4/1/11
1.00%
Duluth
Sales Tax and Use Tax
1/1/70
1.00%
Hennepin County
Sales Tax and Use Tax
1/1/07
0.15%
Hermantown
Sales Tax
4/1/97
0.50%
Hermantown
Use Tax
1 /l /00
0.50%
Mankato
Sales Tax
4/1/92
0.50%
Mankato
Use Tax
1 /l /00
0.50%
Mankato
Food and Beverage Tax
4/1/09
0.50%
Mankato
Entertainment Tax
4/1/09
0.50%
Minneapolis
Sales Tax and Use Tax
2/1/87
0.50%
Minneapolis
Downtown Liquor Tax
2/1/87
3.00%
Minneapolis
Lodging Tax
4/1/02
2.625%
Minneapolis
Downtown Restaurant
Tax
2/1/87
3.00%
Minneapolis
Entertainment Tax
10/1/69
3.00%
New Ulm
Sales Tax and Use Tax
4/1/01.
0.50%
North Mankato
Sales Tax and Use Tax
10/1/08
0.50%
6 / July 12, 2011
Owatonna
Sales Tax and Use Tax
4/1/07
0.50%
Proctor
Sales Tax and Use Tax
4/1/00
0.50%
Rochester
Sales Tax and Use Tax
1/1/93
0.50%
Rochester
Lodging Tax
9/1/71
4.00%
St. Cloud Area--St. Cloud, Sartell,
Sauk Rapids, and St. Augusta, St.
Joseph and Waite Park
Sales and Use Tax
1/1/03
0.50%
St. Cloud
Liquor Tax
2/1/87
1.00%
St. Cloud
Food Tax
2/1/87
1.00%
St. Paul
Sales Tax
9/1/93
0.50%
St. Paul
Use Tax
I /l /00
0.50%
St. Paul
Lodging Tax 50+ rooms
4/1/04
6.00%
St. Paul
Lodging Tax less than
50 rooms
4/1/04
3.00%
Transit Improvement -- Anoka,
Dakota, Hennepin, Ramsey, and
Washington Counties.
Sales Tax and Use Tax
7/1/08
0.25%
Two Harbors
Sales Tax and Use Tax
4/1/99
0.50%
Willmar
Sales Tax and Use Tax
1/1/06
0.50%
Worthington
Sales Tax and Use Tax
4/1/09
0.50%
POST reimbursements
Funds are available to reimburse cities for some of the costs of their peace officers' training. The
Peace Officer Standards and Training (POST) Board mails reimbursement forms to cities
annually, and asks cites to report which officers received continuing education training during
the past year. The cities eligible for reimbursement will then receive a share of the appropriated
amount for peace officer training for the year.
Currently, the Peace Officers Standards and Training office is closed under the shutdown and the
League believes that pending reimbursements would be delayed. The League did petition the
special master to determine that the POST function for officer licensure was critical and as of
July 11, we are awaiting a decision by the special master and the district court.
Road funding
Municipal State Aid (MSA) for cities with populations of 5,000 and greater
The Minnesota Constitution requires state gasoline and motor vehicle registration fees to provide
funding for certain city, county, and state roads. As of July 1, 2011, 100 percent of the revenue
from state sales taxes on the sale of a new or used motor vehicle must be used for the
transportation purposes. As a group, cities with populations over 5,000 receive 9 percent of the
highway user taxes. It is apportioned among them on the basis of two factors:
• 50 percent is distributed on the basis of money needs, as defined by law;
• 50 percent is distributed on the basis of population in relation to the total population of
all the other cities receiving this aid, as established by the latest federal census.
7 / July 12, 2011
Municipal state aid payments that were scheduled for July 1 were paid by the MnDOT State Aid
at the end of June. Although the funding for Municipal State Aid is from a dedicated revenue
source, the Department of Transportation and Minnesota Management and Budget will not be be
available to perform the functions necessary to make intermittent payments.
Cities under 5,000 population
Smaller cities (those with populations under 5,000) are not eligible for the direct state aid (MSA)
program. However, smaller cities do have access to state funding for certain county and state
roads that pass through their communities. Counties, like cities, are constitutionally guaranteed a
portion of the highway user distribution fund. Twenty -nine percent of the fund is dedicated for
certain county roads and highways. The remaining 62 percent is dedicated to the state trunk
highway system.
When preparing their budgets, cities with populations under 5,000 should check with their
county board to determine if the county plans to undertake any improvement projects within their
limits. Construction of state aid roads may mean additional expenses for the city, such as curb
and gutter construction along the new route. These expenses may have to come out of the city's
general revenue if the city has not specially assessed them to the benefited property.
County state aid (CSAH) aid payments that were scheduled for July 1 were paid by the MnDOT
State Aid at the end of June. Although the funding for County State Aid Highway (CSAH) is
from a dedicated revenue source, the Department of Transportation and Minnesota Management
and Budget will not be be available to perform the functions necessary to make intermittent
payments.
8 / July 12, 2011