HomeMy WebLinkAbout15.A.4. Advance Encumberance of State Aid Funds-Res. No. 5863
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CITY OF SHAKO PEE
Memorandum
TO: Mayor & City Council
Mark McNeill, City Administrator
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FROM: Bruce Loney, Public Works Director
SUBJECT: Consider Resolution to Obtain Advance Encumbrance
Funds from Mn/DOT State Aid Construction Account
DATE: March 4, 2003
INTRODUCTION:
Attached is Resolution No. 5863, a resolution requesting approval of advanced financing
from Mn/DOT Municipal State Aid Funds.
BACKGROUND:
The City of Shako pee does receive Municipal State Aid Funds from Mn/DOT. The City
of Shakopee is over 5,000 in population and a portion of the gas tax is dedicated for
Municipal State Aid roadways. In this coming 2003 construction year, the City is
looking at constructing a segment of Vierling Drive, from C.R. 15 to Orchard Park West;
4th Avenue, from Naumkeag Street to Shenandoah Drive; and Viking Steel Road, from
4th Avenue to C.R. 101 and all of these street segments are on the State Aid System.
Attached to this memorandum is a copy of the MSAS General Advancement Guidelines,
in which Cities in the Municipal State Aid System can advance funds beyond their fund
balance up to $1 million dollars. With the City of Shakopee being a growing City, the
City can apply for advancement for these funds and can obtain these funds sooner than
waiting for the allocations to made in future years. The advanced funds need to be paid
back within 3 years and are deducted annually from future allocations according to a
schedule that is agreed upon between the City of Shakopee and Mn/DOT. In order to
start this process, an initial resolution is needed indicating to the Mn/DOT Municipal
State Aid Department the amount that the City may choose to have advanced. These
funds are paid out on a first come first serve basis. If the City is successful in obtaining
these funds, these could be applied to Vierling Drive, 4th Avenue and Viking Steel Road
projects, in which the City does have assessment costs and tax levy costs in the building
and rebuilding of these collector streets.
A City Council resolution is required to advance funds for a Municipal State Aid street
projects. Attached to this memo is Resolution No. 5863, and would allow us to start the
proceedings on whether advanced funds would be available to the City. After a specific
project has been authorized for completion, payment requests can be made and the State
can then advance payment to the City as allowed in their procedure.
By advancing Municipal State Aid Funds earlier, the City would have use of this money
for building and rebuilding of City collectors and would allow the City to earn interest on
that money until it is utilized.
ALTERNATIVES:
1. Adopt Resolution No. 5863, a resolution requesting approval of advanced
financing on approved Municipal State Aid street projects in the City of
Shakopee.
2. Deny Resolution No. 5863.
3. Table Resolution No. 5863, to allow time for staff to prepare additional
information as directed by City Council.
RECOMMENDATION:
Staff recommends Alternative No.1, to request approval of advanced financing in
approved State Aid street projects for the City of Shakopee. This resolution would allow
the City to be prepared in order to obtain advanced funding, if it so desires, as State Aid
projects are ordered and constructed in 2003. lfthe City Council chooses not to advance
any funds at a later date, it could direct staff not to apply for advanced funding.
ACTION REQUESTED:
Offer Resolution No. 5863, A Resolution Requesting Approval of Advanced Financing
on Approved Municipal State Aid Projects in the City of Shakopee in an amount up to $1
million dollars and move its adoption.
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Bruce Loney
Public Works Director
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MEM5863
January 22, 2003
MSASGENERALFUNDADVANCES
Revised June, 1999 November 2000 November 2002
Guidelines
The October 2002 Screening Board discussed. the possibility of revising the limits that a
smaller city may advance, revising the payback period for larger cities, and allowing
General Fund Advances on Federal projects. It was explained that any changes were
ultimately an administrative decision by the State Aid Engineer with any input and
discussion by the Screening Board being taken into consideration. The Screening Board
recommended that the limits a smaller city can advance be raised to $1,000,000, allowing
all cities up to 3 years to pay back the advance, and to allow advances on Federal
projects.
After discussing it with State Aid Finance, the following revisions will go into effect for
advances from the 2003 allocation:
Cities with a construction allotment of $1,000,000 or less can now advance up to three
times its previous years construction allotment or $1,000,000, whichever is less. when
advancing for Municipal State Aid projects. (Fig. I 5-892.563 in the State Aid
manual)
Cities with a construction allotment of more than $1,000,000 can now advance up to its
previous years construction allotment up to a maximum of $3,000,000 when advancing
for Municipal State Aid projects. (Fig. I 5-892.563 in the State Aid manual)
Cities may advance for Federal Projects that are programmed by the A TP in the
STIP. The city will agree to authorize repayments from their state aid account or
from local funds under a mutually acceptable repayment schedule should said
project fail to receive Federal funds for any reason. (Fig. J 5-892.563 in the State
Aid manual)
Clarification of Guidelines
The maximum Municipal State Aid construction dollars that can be advanced in anyone
year shall be the difference between the Municipal State Aid construction fund balance at
the end of the preceding calendar year, current year projected disbursements, and $20
million. SALT may decrease the amount of the required reserve as the year progresses.
A City Council Resolution is required to advance funds for an MSAS project. A sample
resolution can be found in the State Aid manual (Fig. I 5-892.563). The City Council
Resolution can be passed at any time, but must be submitted with, or prior to, any
payment requests. It need not be project specific, but must include the maximum amount
of advance the City Council is authorizing for financing approved Municipal State Aid
Street projects in that. The resolution should be mailed directly to State Aid Finance. The
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resolution does not reserve the funds. The funds are paid on a first come first served basis
established by payment requests. As payment requests are submitted by the city, the
amount required to process the payment (up to the resolution/allowable amount) will be
added to the city's account. The payment request is verified by the form 'Report of State
Aid Contract'.
To "reserve" the funds, the City Engineer may submit a "Request to Reserve Advanced
Funding" form (Fig. G 5-892.563) up to 8 weeks prior to anticipating or incurring an
obligation where advanced funding is required. This form "reserves" the funds in the
city's account. Once the request has been approved by State Aid and the funds added to
the city's account, a copy of the approved request will be returned to the City Engineer.
The "Request to Reserve Advanced Funding" f01111 should be mailed to Sandra
Martinez in State Aid Finance. This form is not required, but will allow the funds to be
set aside up to eight weeks in advance of the payment request. .
A City Council Resolution and an Advance Construction Agreement are required to
advance funds for a Federal Aid project. A sample resolution can be found in the
State Aid manual (Fig. J 5-892.563). The actual Agreement that must be processed
will be written by Lynnette Roshell. Contact her directly at (651) 282-6479 to get the
agreement started. This resolution must be project specific and must include the
maximum amount of advance the City Council is authorizing. The resolution and
signed Agreement should be mailed directly to Lynnette.
General Fund Advance repayments maybe relaxed to accommodate the payment on the
principal of State Aid bonds.
If the General Fund runs out of funds to advance, a city has to submit a new city council
resolution ifmore funds don't come available until the following year.
Advances will always be processed on a 'first come first served' basis.
All cities will have the option of up to 3 years to payback the State Aid advance.
Advances will be allowed for Federal Projects that are programmed by the ATP in
the STIP.
N IMSASIWord DoeumenlsllnstruClions\GENERAl FUND ADVANCES.doe
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RESOLUTION NO. 5863
A Resolution Requesting Approval Of Advanced Financing
On Approved Municipal State Aid Projects
In the City of Shakopee
WHEREAS, the City of Shakopee is planning on implementing Municipal State
Aid Street Projects in 2003 which will require State Aid funds in excess of those
available in its State Aid Construction Account; and
WHEREAS, said City is prepared to proceed with the construction of said
projects through the use of advance encumbrances from the General State Aid
Construction Account to supplement the available funds in their State Aid Construction
Account, and
WHEREAS, repayment of the funds so advanced will be made in accordance
with the provisions of Minnesota Statutes 162.14, Subdivision 6 and Minnesota Rules,
Chapter 8820.
NOW, THEREFORE BE IT RESOLVED: That the Commissioner of
Transportation be and is hereby requested to approye this advance for financing approved
Municipal State Street Projects of the City of Shakopee in an amount up to $1,000,000.00
in accordance with Minnesota Rules 8820.1500, Subparagraph 9, and to authorize
repayments from the following year's accruals to the Construction Account of the
Municipal State Aid Street fund for said City.
Adopted in session of the City Council of the City of
Shakopee, Minnesota, held this day of ,2003.
Mayor of the City of Shakopee
ATTEST:
City Clerk