HomeMy WebLinkAbout5. Public Hearing Date for Business Subsidy Policy & TIF Policy
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CITY OF SHAKOPEE
Memorandum
TO: Mayor and City Council
Economic Development Authority
FROM: Paul Snook, Economic Development coordinator,$
SUBJECT: Public Hearing Date for Business Subsidy Policy ~ nf- Poll:::'j
MEETING DATE: September 2, 2003
Introduction & Background:
The City Council and EDA are asked to set a public hearing with for October 7, 2003,
regarding updating the Business Subsidy Policy based on amendments to the Minnesota
Business Subsidy Act, and regarding updating the Tax Increment Financing Policy. The
TIP policy was part of the Business Subsidy Policy when the subsidy policy was adopted
in 1999. The revision will separate the two policies (a TIP policy is not required under the
TIP act, but Shakopee has developed and adopted one).
Cities and Economic Development Authorities must adopt a "business subsidy policy"
per mandate by the Business Subsidies Act, Minnesota Statutes, Sections 116J.993
through 116J.995. The 1999 Minnesota Legislature enacted the law regulating business
subsidies awarded on or after August 1, 1999.
Discussion
The enclosed "Summary to the 1999 Business Subsidies Law" from the Economic
Development Association of Minnesota outlines changes in the law. The business subsidy
policy is intended to cover all "subsidies" as defined in the law. Staff and legal counsel
have drafted a revised Business Subsidy Policy that reflects the amendments in the law,
and a revised TIP Policy, for consideration and adoption at the September 16th City
Council and EDA meetings. The TIP policy has been separated from the Business
Subsidies Policy since TIP projects can be created for reasons other than attracting and
retaining businesses, and are not business subsidies (examples: redevelopment; housing;
etc.)
Action Required
Offer and pass a motion to set a public hearing for October 7, 2003 regarding the revised
Business Subsidy Policy and Tax Increment Financing Policy.
subsdrno9-2-03.doc
Economic Development Association of Minnesota I News Archive Page 1 of2
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Summary
Amendments to the 1999 Business Subsidies Law
Section 1. This section makes several changes to the existing exemptions and adds om
changes are the following:
. Clause 1 is amended to increase the threshold to $100,000. The amendment is pI
several state and local government programs that provide less than $100,000 an(
intended to create jobs. This change would exclude such projects as those funde,
rural redevelopment and micro-enterprise funds and other projects of similar sca
. Clause 5 extends the exemption to include designated historic preservation distri
. Clause 8 adds a reference to the tax increment financing hazardous substance su
intent of this change is to clarify that the existing language specifically includes
subdistrict as a pollution control or abatement activity.
. Clause 14 is modified to clarify that bonds issued on behalf of a non-profit orgaJ
exempt. Current law exempts only those bonds which are subject to the state's bl
for private activity bonds issued by a local or state government on behalf of a pr
change would extend the exemption to similar bonds not subject to the volume c
. Clause 19 is a new exemption. A small business is defined in state law. The refe
Minnesota law is included in section 2.
Section 2. This change provides a statutory reference to the Minnesota statutory defini
business. A small business is defined to be a for-profit entity that has no more than tW(
employees or, in the preceding year fiscal year, had no more than $1 million ($2.5 mill
or professional services) in annual gross revenues. The small business must not be affi
subsidiary of a business that exceeds these thresholds.
Section 3. This section includes a change to clarify that increasing the tax base is a leg
purpose. Current law is open to the interpretation that increasing the tax base is not a p
purpose.
This section also includes a change that replaces the word "imminent" with the word"
Section 4. The change in Clause 6 would allow a recipient of a business subsidy to mo
within the five-year commitment period but only with grantor approval. The change in
allows a grantor to structure a grant as a forgivable loan and provides consistency with
the following sentence.
Section 5. This change will require the grantor to detennine whether a project is desigl
and therefore, ifthe subsidy agreement will include job and wage goals. The public W(
opportunity to comment on this determination at the required public hearing. Current I
http://www.edam.org/1299Jeg_bus_sum.cfm 8/25/03
Economic Development Association of Minnesota I News Archive Page 2 of2
grantor to include job and wage goals in subsidy agreements for projects that are not ir
jobs, but rather, have a variety of other legitimate goals, such as reducing crime, imprc
workplace, providing equipment, or redeveloping property.
This section also includes a change (identical to that in Section 3) that replaces the wo!
with the word "specific."
Section 6. In many instances the final subsidy agreement is not complete at the time 01
hearing and therefore may not be available at that time. This change would clarify that
summary of the subsidy agreement available is sufficient for the purpose of the public
summary would include the proposed business points or terms of the agreement.
This section also includes a change that would allow a combined public hearing where
multiple grantors. The hearing would be held in the local jurisdiction.
Section 7. This change has the effect of exempting from any reporting requirements th
financial assistance that are excluded from definition of "business subsidy." Instead, re
reporting is required in cases where the subsidy agreement includes the creation or rett
goal.
Section 8. This change is intended to be a technical clarification only.
Section 9. This change eliminates the reference to "monthly or quarterly" time categor
DTED's summary and compilation report.
Igr docs/bus. subs. summary
EDAM - Economic Development Association of Minnesota
26 East Exchange Street, 5th Floor, St. Paul, MN 55101
Telephone 651-290-6296 I Fax 651-290-2266
To update your member info, please login to your member account: m€'!mb€'!T?ilH
Please email thel"!€'!Qm??t€'!T with any web site related questions.
http://www.edam.org/1299Jeg_bus_sum.cfm 8/25/03
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CITY OF SHAKOPEE
SHAKOPEE
ECONOMIC DEVELOPMENT AUTHORITY
Business Subsidy Policy
S
CO?v1MUNITY PRIDE SINCE 1857
129 Holmes Street South Shakopee, MN 55379
,
Phone (952) 445-3650 Fax (952) 445-6718
CITY OF SHAKOPEE
SHAKOPEE ECONOMIC DEVELOPMENT AUTHORITY
BUSINESS SUBSIDY POLICY
I. Purpose
This document includes the criteria to be considered by the City of Shakopee ("City") and the
Shakopee Economic Development Authority ("ED A") to evaluate requests for business
subsidies. In adopting these criteria, it is the intent of the City and EDA to comply with
Minnesota Statutes, Sections 116J.993-116J.995 (the "Act"). The City and EDA hereby adopt
the definitions contained in the Act for application in the criteria. The City and EDA have each
adopted these policies after public hearing in accordance with the Act. Henceforth, the term
"City" includes the City and EDA unless the context requires otherwise.
II. Goals and Objectives
It is the City's intent to advance the following goals and objectives in granting business subsidies:
a.) All business subsidies must be consistent with Shakopee's comprehensive plan and any
other similar plan or guide for development of the community.
b.) Recipients will be required to enter into a subsidy agreement with the City that is
consistent with statutory requirements, including a commitment to remain in business at
the site for a minimum of five years after the benefit date and compliance with the
specific job and wage goals established for the project.
III. Business Subsidy Criteria
The City recognizes that every proposal is unique. Nothing in these criteria shall be deemed to be
an entitlement or shall establish a contractual right to a subsidy. The City reserves the right to
modify these criteria from time to time and to evaluate each project individually. The following
criteria shall be utilized in evaluating a request for a business subsidy:
a.) Increase in tax base. While according to the Act an increase in the tax base cannot be the
sole grounds for granting a subsidy, the City believes it is a necessary condition for any
subsidy.
b.) Jobs and Wages. It is the City's intent that the recipient create the maximum number of
livable wage jobs at the site. This may include jobs to be retained but only if job loss is
imminent and demonstrable.
City of Shakopee
Business Subsidv Policv
Business Subsidy Criteria (continued)
c.) Economic Development or Redevelopment. Business subsidies should promote one or
more of the following:
1. Provide significant economic impact (multiplier effect) within the community;
2. Encourage economic and commercial diversity within the community;
3. Contribute to the establishment or reestablishment of a critical mass of commercial
development within an area;
4. Provide basic goods and services, increase the range of goods and services available
or encourage fast-growing businesses;
5. Promote redevelopment objectives and removal of blight, including pollution
remediation;
6. Promote the retention or adaptive reuse of buildings of historical or architectural
significance;
7. Encourage full utilization of existing or planned infrastructure improvements.
IV. Compliance and Reporting Requirements.
a.) Any subsidy granted by the City will be subject to the requirement of a public hearing, if
necessary according to the Act, and must be approved by the Shakopee City Council, and
by the EDA Board of Commissioners if the subsidy is granted by the EDA.
b.) It will be necessary for both the recipient and the City to comply with the reporting and
monitoring requirements ofthe Act.
V. Tax Increment Financing Program
Tax mcrement Financing (TIF) is a financing tool whereby districts are established for
development or redevelopment and the increased property tax revenues, or increment, generated
by the improvements is captured to pay back the bond debt or other financing provided for the
project. TIF is useful for the attraction and retention of businesses by the City of Shakopee. The
fundamental principle that makes Tax mcrement Financing viable is that it is designed to
encourage development that would not otherwise occur. The City shall consider TIF in cases
that serve to accomplish the City's economic development goals, and to assist projects that
would not occur "but for" the assistance provided through Tax mcrement Financing. m addition
to the general criteria described in Sections III and N above, requests for TIF assistance will be
evaluated according to the policies in these Sections.
subsdpolicy.doc 2
City of Shakopee
Business Subsidv Policv
Tax Increment Financing Program (continued)
Program Goals
1. To promote development or redevelopment that would not otherwise occur.
2. To promote development or redevelopment that will build a strong tax base.
3. To improve the community's economic vitality through the creation and expansion of
employment opportunities.
4. To assure that development projects are constructed and maintained with quality
consistent with the goals of the City of Shakopee.
5. To enhance the competitive position of the City of Shakopee regarding new and
expanding businesses.
Program Eligibility Criteria
Qualified projects (applicants) must meet or exceed the following criteria to be eligible for
TIF assistance. Meeting the threshold of eligibility does not mean automatic approval for the
applicant. The Shakopee Economic Development Authority and City Council shall make
final approval of TIF assistance. The applicant must complete an Application for Business
Subsidies as one measure of project eligibility.
1. If the project is a manufacturing or warehouse / distribution use, the following
criteria apply:
a.) The project must be located in an I~l (Light Industry), 1-2 (Heavy Industry),
or BP (Business Park) zoning district.
b.) The project must occupy a minimum land area of 5 acres.
2. The project must be consistent with the City's Comprehensive Plan.
3. If the project involves redevelopment, the applicant must provide evidence of the
building and site conditions needed to evaluate whether the project qualifies for
establishment of a redevelopment district or renovation and renewal district.
4. The project must be consistent with environmental regulations and not create an
environmental hardship for the community.
5. The applicant must be willing to enter into a developer's agreement approved by the
City.
6. The applicant should at all times retain and be assisted by qualified financial
consultants and/or underwriters, and by legal counsel.
subsdpoJicy.doc 3
City of Shako pee
Business Subsidv Policv
TIF Program Eligibility Criteria (continued)
7. Construction of the project shall not commence until the City has approved a TIF
plan for the project.
8. The City reserves the right to select a third party administrator/consultant to assist in
the review and project development process, the cost of which will be paid by the
applicant.
9. The applicant must submit preliminary plans of the proj ect and evidence of ability to
finance the project.
10. The applicant must provide security to the City to cover all costs paid by tax
increment, unless the TIF plan is a "pay as you go" agreement.
11. The City reserves the right to deny any application for TIF financing for any reason
at any stage of the proceedings prior to adoption of the final approval of a
Developer's Agreement.
12. The developer will provide a minimum of 10% owner and/or developer equity in the
project.
The City reserves the right to deny projects which substantially comply with the eligibility
criteria, but which fail to have a significant positive impact on the community or to
accomplish the City's economic development or redevelopment goals as determined by the
Economic Development Authority and City Council. The City reserves the right to consider
and approve projects which substantially comply with the eligibility criteria, as set forth in
the program providing other tangential items such as building materials, building quality,
etc., meet or exceed minimum standards and have, in the Council's judgment, a significant
positive impact on the community and have accomplished the City's economic development
or redevelopment goals.
Costs Eligible for Tax Increment Financing Assistance
Project costs qualifying for TIF assistance, as defined under the Minnesota TIF Act, include
without limitations the following:
1. Acquisition of property
2. Clearing of land
3. Relocation and demolition of existing structures
4. Site preparation
5. Soils correction
6. Removal of hazardous waste or pollution
7. Installation of utilities
8. Construction of public or private improvements
9. Administrative costs directly related to the parcels identified
10. Other similar activities
subsdpolicy.doc 4
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City of Shakopee
Business Subsidv Policv
VI. Application Process for Business Subsidies
The applicant will complete the City's Application for Business Subsidies; submit with the
application a deposit of $5,200 to cover City administrative costs; and provide other
information as requested by the City.
1. City staff or the City's agent shall review the application materials and make
preliminary recommendations to the Shakopee Economic Development Authority
and City Council as to compliance of the application and proposed project with City
goals and eligibility criteria.
2. Final evaluation of the application shall include, in addition to items subject to
preliminary review, a review of applicable credit analysis, financial structuring and
legal compliance. A formal recommendation shall then be made to the Economic
Development Authority and the City Council.
3. After a review of the final evaluation and formal recommendation, the Shakopee
Economic Development Authority and City Council shall consider final approval of
the use of business subsidies and hold the appropriate public hearings.
4. All applications and supporting materials and documents shall become the property
of the City.
subsdpolicy.doc 5
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CITY OF SHAKOPEE
SHAKOPEE ECONOMIC DEVELOPMENT AUTHORITY
BUSINESS SUBSIDY POLICY
I. . Purpose
This document sets forth the business subsidy policy and the specific criteria to be considered by the
City of Shakopee ("City") and the Shakopee Economic Development Authority ("EDA") in
evaluating requests for business subsidies. In adopting these criteria, it is the intent of the City and
EDA to comply with Minnesota Statutes, Sections 116J.993-116J.995 (the "Act"). The City and
EDA hereby adopt the definitions contained in the Act for application in the criteria. The City and
EDA have each adopted this policy and these criteria after public hearing in accordance with the
Act. Henceforth, the term "City" includes the City and EDA unless otherwise designated herein.
II. Goals and Objectives
It is the City's intent to advance the following goals and objectives in granting business subsidies:
a.) All business subsidies must be consistent with Shakopee's comprehensive plan and
any other similar plan or guide for development of the community.
b.) Recipients must enter into a subsidy agreement with the City that is consistent with
the Act. The recipient must meet a public purpose, commit to remain at the site for
five years after the benefit date, meet a specific wage floor, and must set and meet
wage and job goals, unless the public purpose is not employment, in which case after
a public hearing wage and job goals my be set at zero.
III. Business Subsidy Criteria
Every business subsidy recipient must meet a public purpose, which must include but not be limited
to increasing the tax base. The following criteria shall be utilized in evaluating a request for a
business subsidy, although meeting these criteria does not create a contractual right to a business
subsidy, and the City may later modify these criteria, as permitted by the Act.
a.) Increase in Tax Base. While the Act provides that an increase in the tax base cannot
be the sole grounds for granting a subsidy, the City requires such increase as a
necessary condition for any subsidy.
b.) Jobs and Wages. Every business subsidy must recipient must create the maximum
number oflivable wage jobs feasible for the proposed project and site, and these jobs
must pay at least the federal minimum wage. The jobs created may include jobs to
EMT-236509vl
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be retained, but only if job loss is specific and demonstrable. If, after a public
hearing, it is determined that creation or retraction of jobs is not a goal, wages and
jobs may be set to zero.
c.) Other Goals. If creation of jobs it is not a goal, the business subsidy must achieve
measurable, specific, and tangible goals.
d.) Economic Development or Redevelopment. Business subsidies should promote one
or more ofthe following:
1. Provide significant economIC impact (multiplier effect) within the
community;
2. Encourage economic and commercial diversity within the community;
3. Contribute the establishment or reestablishment of a critical mass of
commercial development within an area;
4. Provide basic goods and services, increase the range of goods and services
available or encourage fast-growing business;
5. Promote redevelopment objectives and removal of blight, including pollution
remediation;
6. Promote the retention or adaptive reuse of buildings of historical or
architectural significance;
7. Encourage full utilization of existing or planned infrastructure
improvements.
The City may deviate from these criteria in granting business subsidies if the reasons for the
deviation are documented in writing and reported to the Department of Employment and Economic
Development, pursuant to the Act.
IV. Compliance and Reporting Requirements.
a.) Every business subsidy granted by the City will be subject to the requirement of a
public hearing, if the subsidy exceeds $100,000 or a hearing is otherwise required by
the Act or other laws. Every business subsidy must be approved by the Shakopee
City Council, and by the EDA Board of Commissioners if the subsidy is granted by
the EDA.
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b.) Every recipient of a business subsidy must enter into a business subsidy agreement
fulfilling the requirements of the Act.
c.) Both the business subsidy recipient and the City must comply with the reporting and
monitoring requirements ofthe Act.
d.) If a business subsidy recipient fails to meet the goals set forth in the business subsidy
within two years, the business subsidy assistance plus interest must be paid back to
the City, provided that repayment may be prorated to reflect partial fulfillment of
goals. Interest must be set at no less than the implicit price deflator for government
consumption expenditures and gross investment for state and local governments
prepared by the bureau of economic analysis of the United States Department of
Commerce.
e.) The City may, after a public hearing, extend the time for compliance with business
subsidy job and wage goals by up to one year.
v. Application Process for Business Subsidies
The applicant will complete the City's Application for Business Subsidies; submit with the
application a deposit of $5,200 to cover City administrative costs; and provide other information as
requested by the City.
a.) City staff or the City's agent shall review the application materials and make
preliminary recommendations to the Shakopee Economic Development Authority
and City Council as to the compliance of the application and proposed project with
the business subsidy policy and the goals and criteria set forth herein.
b.) Final evaluation of the application shall include, in addition to items subject to
preliminary review, a review of applicable credit analysis, financial structuring and
legal compliance. A formal recommendation shall then be made to the Economic
Development Authority and the City Council.
c.) After a review of the final evaluation and formal recommendation, the Shakopee
Economic Development Authority and City Council shall consider final approval of
the granting of a business subsidy and hold the appropriate public hearings.
d.) All applications and supporting materials and documents shall become the property
of the City.
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CITY OF SHAKO PEE
SHAKOPEE ECONOMIC DEVELOPMENT AUTHORITY
TAX INCREMENT FINANCING POLICY
I. Purpose
Tax Increment Financing (TIF) districts are established by the City or Economic Development
Authority (EDA) to achieve development, redevelopment, or other permissible goals through use of
the increased property tax revenues, or tax increment, generated by the project. The fundamental
principle that makes Tax Increment Financing viable is that it is designed to encourage development
that would not otherwise occur.
TIF is often used by the City and EDA as a tool to attract and retain businesses in which case the
TIF provided is a business subsidy and must be granted, pursuant to the City's Business Subsidy
Policy.
However, the Business Subsidy Policy applies to any business subsidy granted, whether or not TIF
is involved, and this TIF Policy applies to any TIF project, including those that are created for
reasons other than attracting or retaining business, and are not business subsidies.
The City shall consider TIF in cases that serve to accomplish the City's economic development
goals, and to assist projects that would not occur "but for" the assistance provided through Tax
Increment Financing. TIF will be evaluated according to whether projects meet a legitimate public
purpose and further the City's development, redevelopment, housing, and related goals.
II. TIF Program Goals and Objectives
It is the City's intent to advance the following goals and objectives in granting TIP assistance.
a.) To promote development or redevelopment that would not otherwise occur.
b.) To promote development or redevelopment that will build a strong tax base.
c.) To improve the community's economic vitality through the creation and expansion
of employment opportunities.
d.) To assure that development projects are constructed and maintained with quality
consistent with the goals of the City of Shakopee.
e.) To enhance the competitive position of the City of Shakopee regarding new and
expanding business.
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III. TIF Program Eligibility Criteria
Qualified project (applicants) must meet or exceed the following criteria to be eligible for TlF
assistance. Meeting the threshold of eligibility does not mean automatic approval for the applicant.
The Shakopee Economic Development Authority and City Council shall make final approval ofTlF
assistance. Ifthe applicant is proposing a project that creates or retains business, an Application for
Business Subsidies must be filled out pursuant to the Business Subsidy Policy, and will be one
measure ofproject eligibility.
a.) Ifthe project is a manufacturing or warehouse/distribution use, the following criteria
apply:
1. The project must be locaed in an 1-1 (Light Industry), 1-2 (Heavy Industry),
or BP (Business Park) zoning district.
2. The project must occupy a minimum land area of 5 acres.
b.) The project must occupy a minimum land area of 5 acres.
c.) If the project involves redevelopment, the applicant must provide evidence of the
building and site conditions needed to evaluate whether the project qualifies for
establishment of a redevelopment district or renovation and renewal district.
d.) The project must be consistent with environmental regulations and not create an
environmental hardship for the community.
e.) The applicant must be willing to enter into a developer's agreement approved by the
City.
f.) The applicant should at all times retain and be assisted by qualified financial
consultants and/or underwriters, and by legal counsel.
g.) Construction of the project shall not commence until the City has approved a TlF
plan for the project.
h.) The City reserves the right to select a third party administrator/consultant to assist in
the review and project development process, the costs of which will be paid by the
applicant.
i.) The applicant must submit preliminary plans of the project ad evidence of ability to
finance the proj ect.
EMT-236551vl 2
SH235-14
j.) The applicant must provide security to the City to cover all costs paid by tax
increment, unless the TIP plan is a "pay as you go" agreement.
k.) The City reserves the right to deny any application for TIP financing for any reason
at any stage of the proceedings prior to adoption of the final approval of a
Developers Agreement.
1.) The developer will provide a minimum of 10% owner and/or developer equity in the
project.
The City reserves the right to deny projects which substantially comply with the eligibility criteria,
but which fail to have a significant positive impact on the community or to accomplish the City's
economic development or redevelopment goals as determined by the Economic Development
Authority and City Council. The City reserves the right to consider and approve projects which
substantially comply with the eligibility criteria, as set forth in the program providing other
tangential items such as building materials, building quality, etc., meet or exceed minimum
standards and have, in the Council's judgment, a significant positive impact on the community and
have accomplished the City's economic development or redevelopment goals.
IV. Cost Eligible for Tax Increment Financing Assistance
Project costs qualifying for TIP assistance, as defined under the Minnesota TIP Act, include without
limitations the following:
1. Acquisition of property
2. Clearing of land
3. Relocation and demolition of existing structures
4. Site preparation
5. Soils correction
6. Removal of hazardous waste or pollution
7. Installation of utilities
8. Construction of public or private improvements
9. Administrative costs directly related to the parcels identified
10. Other similar activities
EMT-236551 vI 3
SH235-14