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HomeMy WebLinkAbout6. Scott County HRA Bond Refundings (River City Centre)-Res. No. 6440 and 6441 coif 0. CITY OF SHAKOPEE COtJNCIL -/Jfl Memorandum TO: Mayor and City Council Shakopee Economic Development Authority FROM: Mark McNeill, City Administrator SUBJECT: Scott County HRA Bond Refundings (River City Centre) DATE: June 13, 2006 INTRODUCTION: TheEDA and City Council are asked to take actions relating to proposed refunding of three bond issues which financed the construction of the River City Centre building. BACKGROUND: The Scott County HRA and City of Shako pee entered into a partnership in 1997 to fund a redevelopment proposal that became known as River City Centre. Two buildings joined by a skyway were constructed, the upper two floors of which contain 52 senior , apartments, and a first level with retail space. A master tenant was secured for the retail space, and has since been operating that part of the development. There were several bonds that were sold to finance this venture, and three ofthose are eligible to be refunded at this time. They are: . Series A - Housing Development Revenue Bonds (Guaranteed by the City, but paid offthrough rental income from the apartment development). . Series D - Taxable Tax Increment Development Bonds (A taxable portion of the retail space). . Series' E - Tax Increment Development Bonds (Tax exempt. for retail space). Springsted was hired by the Scott County Housing.and Redevelopment Authority to analyze these bonds, and has determined that there can be savings as a result of refinancing these bonds. On June 5th, a Development Committee made up of elected and appointed officials from the HRA and City, met with Kathleen Aho of Springsted to review the proposal. A summary of her findings, including estimated present value savings, is attached in the letter dated June 6th. Information was provided to the rest of the Council at its meeting of June 7th. In essence, this appears to be the best opportunity to refinance these bonds. While the final numbers were not available at the time that this memo is being composed, it is safe to, say that the annual payment will not change, but what will happen is that through the interest savings, the principle can be reduced, so that the number of years of bond payments will be reduced. It should be noted that these bonds can be refinanced only once, and it is the recommendation of Springsted, and concurred by the Development Committee, that this is the time to do that. BUDGET IMPACT: Again, it is not expected to reduce the annual payments. The City is guaranteeing these bonds, and the assuming that revenues remain positive, there should be no impact on City taxpayers. RELATIONSHIP TO VISIONING: This'supports Goal E - Financially Strong, and Strategy 10, "Insure the City's Fiscal Health". RECOMMENDATION: There will be several actions which will be necessary for the EDA and City Council to approve, so that this bond refunding can take place. That information is attached, as recommended by Springsted. ACTION REQUIRED: EDA: Offer Resolution No. 2006-03, Authorizing the execution and delivery of an amendment to a tax increment pledge agreement and move its adoption. CITY COUNCIL: Offer Resolution No. 6440, Acknowledging the issuance by the Scott County Housing and Redevelopment Authority of its Governmental Housing Development Refunding Bonds (City of Shako pee Unlimited Tax General Obligation), Series 2006 and the HRA's pledge of the full faith and credit of the City of Shako pee thereto and move its adoption. And Offer Resolution No. 6441, Authorizing the execution and delivery of a General Obligation Tax Increment Guaranty Agreement, guarantying the payment of debt service on the Scott County Housing and Redevelopment Authority's Taxable Tax Increment Development Revenue Refunding Bonds (City of Shakopee, Minnesota, General Obligation - River City Centre Project), Series 2006D and Tax Increment Development Revenue Refunding Bonds (City of Shako pee, Minnesota, General Obligation - River City Centre Project), Series 2006E and an amendment to a related tax increment pledge agreement and move its adoption. Mark McNeill City Administrator MM:th ,< . Springsted Incorporated .:- 380 Jackson Street. Suite 300 ~J Springsted Saint Paul, MN 55101-2887 Tel: 651-223-3000 Fax 651-223-3002, www,springsted,com June 6, 2006 Mr. John Schmitt, Mayor Mr. Mark McNeil, City Administrator 1015 South Main Street 129 Holmes S1. South Shakopee, MN 55379 Shakopee, MN 55379-1328 RE: Scott County HRA Refundings Dear Gentlemen: This letter is being provided to you on behalf of the Scott County Housing and Redevelopment Authority. In 1997, the City and the Scott County HRA collaborated to secure the financing for the River City Centre. Since that time the facility has been built and the expected revenues have been generated to support the debt service payments. At '. ." this time, the HRA has the opportunity to refund the related transactions and reduce debt service costs. In order to do so, several actions need to be taken by the City Council, the City EDA and the Development Committee (as created in the River City Centre Development Agreement between the City and the HRA). The Development Agreement creates a Development Committee comprised of the Mayor, the President of the EDA, the City Administrator, the Chairman of the HRA and the Executive Director of the HRA. Under the provisions of the Development Agreement, the Committee must meet to approve any action that would cause an optional redemption of the outstanding bonds. By its very nature, a refunding relies on an optional redemption of the outstanding bonds. The Development Committee met Monday, June 5 and reviewed the proposed refundings of the following bond issues: Issue Est. PV Savings Housing Development Revenue Bonds, Series 1997 A $201,133 Taxable Tax Increment Development Bonds, Series ' $98,742 19970 Tax Increment Development Bonds, Series 1997E $107,590 . After a discussion of each of the proposed issues, the Development Committee moved approval of the optional redemptions. A copy of their resolution is attached to this letter. Public Sector Advisors ~ ;.. The City Council and the EOA also will need to act in order for the refinancings to proceed. Since the City provided its general obligation pledge to each of the three issues and the EOA pledged some tax increment to the tax increment bonds, each entity will have to act to transfer those characteristics to the respective new issues. Since the primary purpose of the refundings is to reduce debt service costs, no changes to the basic business agreements between the City and the HRA are being proposed, just facilitation of achieving savings. A full report on the proposed transactions will be provided for the City and EOA's review prior to their meeting on June 20. Thank you in advance for your consideration. Sincerely, ~dL Kathleen A. Aha, CIPFA President cc: William Jaffa Enc. . ,~' DEVELOPMENT CQMMITTEB RESOLUTION WHEREAS, that certain Development Agreement (the "Development Agreement") dated as of October 1, 1997~ between the Scott County Housing ,tnd Redevelopment Authority (the "Authority"), the City of Shakopee, Minnesota (the ~'City'") and the Economic Development Authority for the City of Shakopee Minnesota (the UEDA") created a Development Committee (tbe "Committee~') comprised of the Mayor and City Administrator of the City, the President of the BOA and the Chair and Executive Director of the Authority to consider and approve certain actions relating to the Project, defined therein, and specifically to approve the optional redemption of the Series A, D or E Bonds, all as described therein; and WHEREAS, the Committee met on June 5, 2006 regarding the Authority's proposal to.=,: refund the Series A Bonds, Series D Bonds and Series E Bonds, and in that connection to ~ optionally redeem such bonds on the first date on which they are subject to redemption; NOW TIlEREFORE, BE IT RESOLVED BY THE DEVELOPMENT COMMITTEE, that the refunding of the Series A. D and E Bonds as proposed by the Authority and the resulting optional redemption of such bonds is hereby approved for all purposes of the Development Agreement Dated as of June 5, 2006. ~ ( Vu12-1IU - ity of Shakopee d ' ~ President, Shakopee BDA ~~~.I~ EXeC1!tive Director, Scott County lIRA 3454129.1 JUlle14,2006 Mr.John Schmitt, Mayor Members. City Council Mr. Matt Lehman. President Members, 'Economic Development Authority Mr. Mark McNeil, City Administrator, EDA Execl.ltiveDi.rector 129 HolmesSt. South Sl1akopee. MN 55379.;1328 RE: .. Scott County HRA Refundings Dear Gentlemen: This latter is' being provided to . you on behalf of the Scott County . Housing and Redevelopment Authority. .11'1 1997, the City and the SoottCounty HRAcollaborated to secure theftnancing for the River City Centre. Sincethattime the facility has been built and. the expected revenues. have been generated to support the debt service payments. At thistime,theHRA has the opportunity to. refund the related transactions and reduce debt service costs. Thefollowing isslIesare proposedJo be refunded: issue EstPv Saliings HOllsing Development RevenUe Bonds, SerieS 1997A $201.133 Taxable Tax Increment OevelopmentBonds. Series $95;109 19970 . Tax Increment Development Bonds, Series 1997E $102,393 Asyou know from prior correspondence, the Development Committe~established under the 1997 d6cumentsand comprised of the. Mayor, the' President of the. EDA, the City, Admiflistrato~,. the Chairman .of the HRAand the Executive Director oftheHRA, has met and approved the. optional redemptionsoHheaffected 1997 bonds. The City Council andtheEDA wUlalso need to actin order for the refundings to proceed, Since the City provided its general obligation pledgetoeachoHhethreeissues aoothe EDA pledged some tax increment to the tax increment bOnds, each entity. wiD have to act to transfer those . characteristics to the respective. new issues. The . primary purpose of the refundings is to reduce debt service costs and no changes to the basic Dusiness agreements between the City and the .HRA are beingproposed,just facilitation.ofoohieving savings. A .setof schedules for each I Scott County HRA.Refundings June 14,. 2006 Page 2 of the proposed.transactionsi$ attaciledand summarizes the expected outcomes. In the case oftl'le Housing DevelopmentBonds, Series 1997A,.thestructureis intended' to produce level savings of approximately $15,000 per year. The two tax ll'lcrernent bonds, Serles 1997D ana Series 1997Earestructuredtoadvancethe payment of principal as much as possib!e.Asthe sciledulessl1ow,the clIrrentstructure.eliminatesal.1 ofthefinal2025 maturity and. much. of the 2024 maturity. Depending 'on the actual rates. bid on the bond sales, further adjustments may be made to secure the desired outcomes. Requested City Council Actions: There are' two resolutions presented for Councilcollsideration. The first acknowledges the issuance of the housing refunding bonds and the continued pledge of the City's . general obligation, . The second .a.uthorizes a. "General . . . . -0 .. _ _ . Obligation T axlncrementGuafanty Agreement" and an amendmentto the affected tax increment pledge, Theeffect oftha resolutions is to permit the continued use of the City's generalobligati.on to secure thetl1ree bond . issues and to continue the pledge of tax increment to the . two tax . increment bond' issues. Tax increment . in the. amount of $25,298 is currently being usedinsupportofthe bonds. ReauestedEDA Actions: A single resolution is presented for EDA consideration. Ifauthonzestl1eexecutionand delivery of tile amendmenUo the existing tax increment pledge agreement The referenced resolutions, the Guaranty Ag.reement and. the Amendment. to the Tax . Increment Pledge Agreement are attached for your review. I will be' in . attendance at your meeting on June 20 in the event there are questions regarding' the proposed transactions. If questions arise prior tothattime, please. feel free to calleitherHRA Executive Director William Jaffa or myself. Thank you 'in advance. foryourcol1sideratlon. Sincerely, .~....a. Kathleen A. Aho,CIPFA President cc: William Jaffa Ene. $3,270,000 Scott County Housing and RedevelopmentAgency, Minnesota G. O. Housing.DeveJopment Revenue. Refunding Bonds,Series200e' Full Net Advance Refunding. of, Series 1991A , , Preliminary. Feasibility, Summary Dated 07/01/20061 Delivered 07/01/2006 Sources Of Funds Par Amount of. Bonds................ ........ ...,..... ,.................................... .......................................... .........................;.........,..... $3,270,000.00 Transfers from Prior Issue DBA Funds................................ ...................................... ................ ...w................................ 272;460..00 Transfers from' Priorlssua Debt Barvica Funds............ ...,.;....;....;.... ......................;. ...............;............."..........;............... 18,B36.00 Total. Sources"/Io"'.",,..,,"'....~._"''''.+'''...'f*H''lI:...'.U.H..Hfi+'f'''*..,.,.+ ...lI..+:......,,,.'U,,....,,;,+.u.."',...~'-."'ff."'H'."'~Uh~.~..."',...fi.....*."io,,.:...;.;_....."u..;.,...:.,,+~.....~~'H:,,"'....,..H,"-~t*.ull:-.,;~....~u..~ $3,621,296.00 Uses Of Funds Deposit 10 Net Cash Escrow Fund....................;........................;......;.................................. ..................... ..........,. .~~......... 3,272.670.68 Deposit to'Debl Service ReserveFund (DSRF);................................................................;.. ...;..........;............................. 256,037.50 Costs of Issuance...... ........ .......... ...... ......,...,... ....... .... .,........,...... ....., ..... ........................ .... ..... ........ ..;.........;......... ......... SO/OOO.OO T ot<l.l Untlerwriter'sDiscount (1.225";,,)...,.......... ....... ..,...,. ........... ;.;,..~..... ..;....... ........ ..;......;. ...;.........., ...,... ........ ........., ..... 40,057;50 , Roum:liol1 Amouot..................................................;...............................................;;.;; ;....................... '" .............;.........,.... 2.530.32 T<;Jtal':l1.8'e$....~".........\I"........*....*H*.._~*'I-"....ll......t..ll...,.....H'..,..."........".,,:..............j~........._..,"'..''''.,.'u*~N"U.j-II......O'..:......":........-..O;......"..,....,,.!l.."!'...t...,...*j>,.:*t...*......u".....,......."'",,<<:.:......,.............. $3;621,296.00 ISSUES REFUNDED AND CALI.. INFORMATION Prior Issue Call Price..... ;...................... ........ ................. .............. ........................................ ................ .................. .......... 100.000"/" Prior Issueeall Date......... .....................;.................;;..........................:.. .....;, ......;..............,......... ..................................... 2/0112008 SAVINGS INFORMATION Net Future. V alueBenefft..;........ ............. .;......... ...........; ......,.. ..,......., .... on. ....... .....> .;...;.... ............... .,.... ..........;.;..,. ;......... $296,234.86 NetPresent Value Benelit............ ............... .,.. ........ ..... ........ ......... ....... ............... ...........;,..... ....; ............... .;. ........... ...... ... $.201,133.34 Net PV Benefltl $3,549,71i'.07PV Refunded Debt Service.......................................................................... .................. 5.666% aONDST.ATISTICS Average Ufe... ...,........... .,.............................................,........,................................................... ..... ," ....... ............... ........... 12.453 Years Average Coupon. ..... ......;.... ......m. ........ ..... ...... ......... ........................ ......... ............... ..... .... ....... ...................... .... .............. ... 4.24i7690% Net .Interest Cost (NIC)...........> ........... .............".. ................................. ....................................... .."........... ....................... <t34Q1350"J" True InierestCost (TIC)........................ ..... .......,.................... ...................... ................. .......... ................,.......................... 4.3577635% Page 1 s:rk$ 20M IIcOY.'!7,f,1Ift.4 !Sf{W,!U; f't./f{/,Ofifi ! 6'/17/2/10(; I iN!) AM ~ Sprlngsted $3,270,000 Scott County Housing and RedevalopmenfAgancy, Minnesota G. O. Housing Development Hevenue Refunding Bonds, Series 2006 Full Net Advance Refunding of Series ,1997A Debt Service Comparison Date Total P+I DSR Net New DIS Old NetDIS Sailings 0210112007 148.684.38. (6,3oo.34) 142,3S4.t)4 225,459.74 $3,075.70 02101/2008 222.332.50 (10,814.00) 211,518.50 227.239.74 15,721.24 0210112009 229,002.50 (10.814.00) 2113,188.50 233,789.74 15,601.24 0210112010 230,302.50 (10,814.00) 219,4$8.50 234,624.74 15,136.24 0210112011 231.365.00 (10,814.00) 220,551.()0 235,214.74 14;663.74- 0210112012 237,240.00 (10,1$14.00) 226,426.00 240,559.74 14,13$.74 02101/2013 23UIBO.OO (10;814.00) 226,866.00 240;309;74 13.44$.14 0210112014 237.867.50 (10,a14J)O) 221,053.50 244,754.74 17,701.24 02/0112015 237,797.50 (10,814.00) 226,983,50 243,634.74 lQ,65t.24 0210112016 242,465.00 (10,814.00) 231,651.00 247,191.24 15,546.24 02f01/2017 246,665.00 (10,814.00) 235,851.00 249,974.74 14,123.74 02/01/2018 240;387.50 (10,814.00) 229;$73.50 247,217,24- 17,643.74 02101/2019 244,032.50 (lO,SH.OO) 233,218.50 249;192.24 1.5,973.74 0210112020 247,185.00 {10,S14;(0) 23G,Sn.QO 250,632.24- 14;261.24 0210112021 244,835.00 (10,lH4,OO) 234,021.00 251,537;24 11,516.24 OZ/01 f2022 252.275.00 00,814.(0) 241 ;461;00 256.862.24 15,401.24 02101/2023 253,981.50 llO.814.(0) 243,173.50 256,381.00 13,207.50 0210112024 250,172.50 (10,814.00) 239,358.50 255,362.24 16.000;74 I 02/0112025 256.037.50 (1o,s14.00) 245,223.50 258.806.00 13,582.50 02101/2026 251,137.50 (1{),814.00) 240,323.50 256;443.50 16,120.00 0210112027 255,902.50 (266,851.50) (10,949.00) (13,916.50) (2,967.50) Total $4.997,354.38 (478,617.84) $4,518,736.54 $4,891,277.08 $372,540.54- PVAnalysisSummary(Netto Net) I I Nlill FVCashnowSavings.......................~.............................,............ ;................. ....... ....................... ...................... 372,$40.54 j I GrosS PV Debt Service Savings.... .... .... ..;........ .... ..,............. ......... ..... .......... ....... ............. ...... .... .......... .................... 279.717,07 l Effects. of changes in DSRlnvastments........... ....... ............. .................. ................. ..., .... ......... ...... ........ ........;........ (2,278.05} I NetPV .Cashflow Savings@4.224%IBoncl Vleld)............... ........................;... ................................;............ ........,.. 277,439.02 Transfers. from Prior Issue Debt Service Fund............. ............. ..................,. ................................................... ....... (l8,836.(0) Contingency orR<;lunding .Amount...... ................ ..;..........;,. ......... ........;... .....;...........;.................................;.......... 2.530.32 Net Future Value, Benefit...... ........................................... ............... ..... ................................................,. ..................... $296,234..86, NetPt/ilsent Value Benefit....................... ....... ......................... ..................... ..................................... ......................$201 ,133;34 Net PV Benefit! $1,645,981.63 PV Refunded 12.220% NetPV Benefit 1$3.549,717.07 PV . Refunded Debt Service................................ .............................. ............. ......... 5.666% Net PVBenefit / ' $3,155,000 . Refund/ild Principal........ ..... ............................................ ....... ...... .......... ............ ....... 6.37!;O,l. Net PV Benefit 1 $3;270,000 Refundll'll:! Principal........................;..,......, ......,......;......;...;.,... ....;.... .........;........ ....... 6.151% R~ful'ldingBondfnform.ati()n Refunding Dated Date... ....;..;.......;..;...........;..... ....m...... ,... ;,..;.;........;..........;..........".. ............. .........,......,...,..,.....~..~. 7/0112006 R/ilfundin~fDelivery, Date........ ......... ..,.... .................... ..... .... ......,;. ..........................................,....,.......;.. ......,...... ...,. 7/ot/200S Paga2 ,,,,,,,,,,,1<<'1.)(; 14;( WillA lff<1j ! SIN.;lI7l1/KltlW: j;~ Springsted $3<,270,000 Scott County Housing and RedeveloprnentAgency, Minnesota G.O. Housing Development Revenue Refunding Bonds, Series 200e Full Net Advance Refunding of Series 1991A Debt Service Schedule Date Principal Coupon interest Total 13+1 02l01/2fJ07 70.000.00 3.()$O% 78.684.38 148,684.38 02101/2008 90.000.00 3.7000/.. 132,332.50 22.2.332.5Q 02/01/2009 100,000.00 3.700% 129.002.50 22.9,002.50 02101/2010 106,000.00 3.750'% 125,302.50 230.302.50 0210112011 110,000.00 3.750% 121,365.00 231,36e;.oo 02101/2012 120,000.00 3;800% 117.,240.00 237,240;00 02101/2013 125,000.00 3.850% 112,680.00 237.680.00 I 02101/2014 1S0,OOO.ao 3.900% 107,867.50 237,867;50 02l01f2015 135,000.00 3.950% 102,797.50 237,797.50 0210112016 145,000.00- 4.000% 97,465.00 242,465.00 02101/2017 155;000.00 4.050% 91 ,665.00 245,655.00 02/01/2018 155,000.00 4.100% 85,387.50 240,387.50 02101/2019 165,000.00 4.,150% 79,032.50 244;0$2.50 0210112020 175,000.00 4.200% 72.1.85.00 247,185.00 02101/2021 180,000.00 4.200% 64,835,00 244,835.00 0210112022. 195,000.00 4.2.50% 57,2.75.00 252,2.75.00 0210112023 , 205,000.00 4.$00% 48,981.50 253,987.50 0210112024 210,000.00 4.350",k 40,172.50 250,172.50 0210112025 225,000.00 4.400% 31,031.50 2.56,031.50 02101/2026 230,000.00 4.450% 21;137;$0 251,137.50 02101/2027 245,000.00 4.450% 10,902.50 255,902.50 Total $3,270,000.00 . $1,727,354.38 $4,997,354.38 YieldSlallstics Bond Year Dolial'$,...........;........ ..... ,....... ........................ ...... .... ...... ............ ......;.................;..;.;.. .......;.....;........ ....... ........;... $40,122.50 Average Ufe............................. ............ ............... '" .... ....... .......... ............ ..............;. .................... ......... ..;........... ............ ....; 12.453 Years AvsrageCoupon,..................... ........ .... ............ ....... .... .......... .............. ..... ........ ........................... .....,............. .............:. ...... 4.2417590% Net Interest Cost (NIC)............,...................... ;... ... ..........,......,.. ...... .;;.....,........,.. .;.................;........... ..................,...........,. 4.3401360% True. InterestCos! (TIC)......... ..........., ......... .............. ............... .....;.,.... ...................................... ..................... ............ ....... 4.3577635% Bond Yield torArbitragePurpqses...... .,....................,......................., ...,....... ..................... ........... ............... .....,.... ............. ,. 4.2236007% AlIlncll./SiveCost (AIC)......;,.;... ..,........ .................. ...;..... ..... ........ ........... .... .......;.,.....;. ..... ......... ............... ..;......;. ..... .......... 4.5286537% IRS Form 8038 NetlnteresfCost..... ........ .;..... .;m .;.. ......... :...... ...;. ...... ..... ........................ ................. ...................... ,.... ................ ...... .......... 4.2417690% , Weighted Average. Maturity....,;..................."... ......,........... .... ,...;...;......... .i.i.;.;,..,.;;...,............,. .............;..........,. .."........... 12.453 Years PageS Si#it,':/:t(!(J,,'IJ,,( lil//1A fl~"A ! shw;u:nIH/tI.IY:/til'f;/Z(JOti ! 6:IfJAM 1"#"0""". " . --.-w(.A1;: d ~". $3,495,000 Scott County.Housing"and Redevelopment Agency, Minnesota Housing DevelopmentRevenue Bonds,$eries 1997A Debt Service To Call And To Maturity Date Refunded Interest to D1STo Call Principal coupon Interest Refunded D!S Bonds Call 08/01/2006 . 82,8t1.25 82,811.25, . . 82,$11.25 82,81:1,25 02/0U2007 70,000.00 82,811.25 152,811.25 70,000.00 4.600% 82,811.25 152,811.25 08/01/2007 . 81,201.25 81,201.25 . . 81,201.25 8'1,201.25 02/0112008 3,085,000.00 81,201.25 3,166,201.25 75,OQO.00 4;600% 81,201.25 156,201.25 0810112008 . . . . 79,41$.25 19,476.25 02/01/2009 . . . 85,000.00 4;000% 79,476.25 164,478.25 0810112009 . . . . . 77,393.75 77,$3.75 02/0112010 . . . 90,000.00 4.900% 77;393.75 167,393.75 0810112010 . . . . . 75,188.75 75,188.75 02/011.2011 . . . 95.000.00 4;1;100% 75, 1 SI;J.15 170,H38.7S OS/01J2011 .. . - - . 72,861,25 72;86t.25 02/01120i2 . . . 105.000.00 5.000% 72,86i.25 177,861.25 OS/0t/2012 . - . . . 70,236.25 70,286..25 0210112013 . . . 110,000.00 5.050% 70.236.25 180,236,25 08/0112013 . . - . . 67,458.15 67,458.15 02101/2014 . . - 120,000.00 5.100% 67,458.15 187,458.75 08101/2014 . . . 84,398.75 64,398.75 02t0112015 . " . 125,000,00 5:150% 84.39$.75 189,398.15 00/01/2015 . - . . . 61,180.00 61,180.00 0210112016 . . 135,000.00 5.350% 61,180.00 196.180.00 0810112016 . . . . . 57,568.75 57;568.75 02101/2017 . . . 145,000.00 5.350% 57.5613.15 202,568.75 08/0112017 . . . - . 53,690.00 53,690.00 02t01/2018 . . 150.000.00 5.350% 53,690.00 203,690.00 08/0112018 - . . . . 49,677 .50 4!t,677.50 02/0112019 . 160,000.00 5.350% 49,677.50 209,677,5i.l 0810112019 . . . . . 45,397.50 45,397.5() 021()1l2020 . - . 170;000.00 5.350% 45,397;50 215,397.50 0810112020 . . . . 40,850.00 40,850.00 0210112021 . . . 180,000.00 40,850.00 220,850.00 08/01/2021 . . . 36,012.50 36,012.50 0210112022 . . . 195,000.00 5.375% 35,012.50 231,012;50 08/0112022 . . . . . 30,771.88 30,771.88 02/0t/2023 . . . 205,000.00 5.375% 30,771.88 235,77HI8 08/0112023 - . . . 25.262.50 25,262.50 02/01/2024 . . . Z15,(01);!)0 25,262.50 240,252.50 08J01/2024 . . . - . 19,484.38 19,484.38 0210112025 . . . 230,000.00 5.375% 19,484.38 249,484.38 0810112025 . . . . . 13,303.13 13,303.13 02/01/2026 . . . 240,000.00 5.375% 13,303.13 253,303.1 $ 08101/2026 . . . . ":'" 6,853; 13 6,853.13 02/0112027 . . '. 255,000.00 6,853.13 26MI53.1S Tota! $3,155,000.00 $328,025.00 $3,483,02.6.00 $3,155,000.00 . $2,222,155.04 $$,377,155;04 YieldStatistiC$ AverageUfe.......................................................................................................,............................................................... 12.800 Y&ars Weighted Average. Maturity .{Par.!:3asis).............................. ...........................,.......,............................. ...................,............. 12.800 Years Average Coupon........................,.................................,......;....,.........,............,.....;............................................... ..;........... S;3S14S30% Refunding Bond Information Refunding Dated Date.... ........................... ................................................................................ .................................... ..... 7/0112006 Refunding Delivery Date.............................................................. ,............................................................,......................... 7/0112006 ~~.tit\-:-UifJ1A II/tit jSINCU:PIJlitlt,),fC.l it/J/:tf\:J{;}tkINA.M ~"?;i pringsted Pag{;l4 t441: .~ }- 9~0~ seoe t~Oe seoe e~o~ ~eOG oeoe <I: ~a S; 6JO~ CD ,... r.;r..1..Jl 1oooo 0 H.'~ - ewe': oo:1i c: 0 ~.~ (/) HO~ ";:: Z',-S ('U 0... ~a e 9~OG 0 =~ (.) ~..l'l Q.l S~Oe': CJ oo~ "S; 1oooo .~ Q.l t~Oe C/) - .Q Q.l C S~Oe G~OG I. We': 01.0e': BOOG BOOe': LODe': 0 0 0 0 0 0 ~ 0 0 0 0 0 0 0 2:3 0 0 0 0 0 0 cS cS cS 0 0 0 0 0 m 0 1.0 0 1.0 1.0 C") C\l C\l ,... ..... f/7 f/7 (/7 (/7 f& f/7 f/7 . $925,000 Scott County Housing and Redevelopment AgencYt Minnesota TaxableG.O. Tax Increment OevelopmenfRevenueRefunding Bonds, Series2006D Current Refunding of Seriest997D Preliminary Feasibility Summary Dated 0711 5/2006 I Delivered 07/27/2006 Souroes Of Funds Par Amount of Bonds.......................................................................... ....,............... .............................. ...... ................. ......... $925;000.00 Transfers . from Prior Issue Debt Service Funds...... .............. .............. ...... ............. ....w................................. ........ .... ......... 11,202.50 Transfers from Prior IssueDSR Ful'lds..~.....;...................................... ...................,.... ....... ................. ........... ..........;.............. 10,220.00 Accrued . Interest fremO?!1 512006 to 07/27/2.006.... ................ ........ ... .;. ........ ...... .....;...... .... ................ ...... .................... ...,... 1,637.58 Total- S.ources...~",..~........~."'..~if,..."~..fl..."'*..."'*...."'..."'<tif.."...HI..."..*.....;oC"'._."'."'~."'.*......fI:"'...<t""u.j:.*....f1.....,,..."',,.~"'.,,_,,+.,........ol-++...;.":.".......:u........".".,,+,,.............:oi>o...,... ~......,,"+"'...,.....,U+""+..II".t:" $94$,OBO.OS Uses Of Funds Deposit to Current Refunding Fund.................................... ...... ...................,...... ............. ....... ............ ....... ........................... 902,i7i.25 Cosmof Issuance.... ..w...... ........................................... .............. .................. .............................. ................ ............ ........... 36,000.00 Total Underwriter's Disoount (O.925%)...............~..;;....;. .... ........~. .... ...,...... ...;.......................;........... ........;................... .......... 8,556.25 Deposit to Debt . Service Fund....... .,..... ..,.... .... .....,....... .......;..;.. ......... m....;......... ...;.........~..... ...;;.....; ....; ... .;........... ..... ... ..... 1,637.58 Rounding' Amount............... ................................................. ............,.................... .........'..,................... ................................ 695.00 T otal Uses.................................................................................................................. .........................................,............. $948,060.08 ISSUES REFUNOEOAND CALL INFORMATION Prior IssuaCall Price........................... .....i............ ........... ...... ..... .............................................. ....... ..................................... 100.000% Prlorlssue. Call. Date....;; .... ........ .....;.. ..;.. ..... .;..;;....... ...;; ,'w ..... ,........ ;... ................... ...... ......; ..... ....~... ... ........... .... ..... .......... 8/0112006 SAVINGS INFORMATION Net Futum. Va!ueBenefit....,...,.........,.. ............... ........ .;....... ..... ....................... ......... ....... ......c....... ........;................. ...c....... $230,095.77 Net Present Value Bene-lit... ................... ............ ................. ..... ......... ........................ ............... ...... .......... ................. .......... $95,109.48 Net PVElenefit 1$1.030,269.31 PV Refunded Debt Service............................................................................................... 9.232% BOND STATISTICS Average Life............ ........... ..~.... ..................c.......... ................... ......... .................................................................................. .... 7.122 Years Average Coupon...,.. .........; ....,............................ m.......m. ........ ..... ..;..;....... ............. ............. .....;..............;..... ......... ............ 5.4187042% Net Interest Cost (NIC)..... .....m ................... ............. .......... ....... .............. ................................... ...... .......... ......... ................. 5.5485849% True Interest Cost {T!C) ....... .... ..., ..... ............... ........ .... ........... .................... ................... ............ ........... ............... .... ............. '5.5497213% Page 6 .....,,10$ 2(k"Vlt'lld JiJ!!7lJ!1l!! SJN(';jJU11Jl!'O.#: 1 (!/ lil/.ill);JIi ! 7.'-12 AM $925,000 Scott County Housing and Redevelopmef.lt Agency,. Minnesota Taxable G.O. Tax Increment Development Revenue Refunding Bonds,Series 2006D Current. Refunding of Series 1997D DebtServiceSchedule Date Principal Coupon Interest TQtaIP+1 0210112007 60,000.00 5.000% 26,747.t9 86,747.19 02/01/2008 45.000.00 5.000% 46.127,50 91,127.50 02101/2009 50,000;00 5.050% 43.877.50 93.877;50 0210112010 50.000.00 5.100% 41,352.50 91,352.50 02101/2011 50,000,00 5. i 50"/" 38.802050 88,802,50 02101/2012 56.000.00 5.200% 36,227.50 91,227.50 02/0112013 55,000.00 5.250% 33.367.50 88.367.50 0210112014 55,000.00 5.300% 30,480.00 85,480.00 02101/2015 150,000.00 5.400% 27;565.00 i77.565.00 02101/2016 155,000.00 5.450% 19,465.00 174,466.00 02101/2017 165,000,00 5.500% 11,0i7.50 176,()17.50 02101/2018 35,000.00 15;550% 1,942.50 36,942.50 I Total $925,000.00 - $356,972.19 $1,281,972.19 Yield Statistics I Accrued Intarest from 07/15/2006 to. 07/27/2006............. ......... ............m..... .................................. ........... ......,......... ........ 1,637;58 BondYearDollars... ,;....."'.m....;.;...................................;........ ............,.......................... "" ....... ........... ............................ $6.587.78 Average l,.ife..... .., ....... ......... .... .;. ........;..... ;..... ................. ..............,;......... ,...;. ............. ..... ............... ......, .;,.... .........;. .;. ..... ;... 7.122Yeal'$ Average Coupon... ............ "'.......... ......... ........... ...................... .;.... ...,... ......., ;;.......,................ ............. ...;..................,......' 5.4187042% Net Interest Cost (NIC).,..;....... .................m..'..m.......,............; ..................... ....;......... ........ ............................. ................... 5.5485849% True Interest Cost (TIC).;..-.,......".. ,.............................;.... ........, ..;..... .................... .;................ .... .........;;................ ........... 5.5497213% Bond Yield for Arbitrage .Purposes.........................m.................................. ........................................, ................... ....... .... 5.3851141% All Inclusive CO$f(AIC).....,..................,.......;.. ........ ........ ............. ..,.......... ..,..... ..m.......... ....... .,....................... ................... 6.2467892% IRS Form 6038 Net. Int€lr$$! Cost. ;.......". ........ .... ..................... ...... ........ ..... ......... ......... ..... .... .................. ....... ........... .......... .................. ........ 5.3938463% Weighted Average Maturity................;....:....... ............. ..............;............ .... ....... .... ................... ................. ......;.... ......... .... 7.122Years Page 7 &'/y,w!tOf.)6fJ/tcffilfJ7l>fllI/ .\1,vU!.I:rullf'OSI! I r;/fs/:ttl(),1{ 7:12AM j i $94$,000 Scott County Housing and RedevelopmentAgency, Minnesota Taxable Tax Increment DevelopmenfAevenue Bonds, Series 1997D Debt Service ToCal1 And To Maturity Date Refunded Interest to OIS To Call Principal Coupon Interest Refunded 0/$ Bonds Call 07/27/2006 - - - . - . - 0810112006 - 32;171.25 32,171.25 - 32,171.25 32,171.2$ 09/0112006 870,000.00 5,361.88 875,361.88 - - - - 02101/2007 - . - 15;000,00 7:100% 32,171,25 47;171.25 08/0112007 - . . - - 31,638.75 31,638075 02/0112008 - . 15,000.00 7;100% 31,6313.75 46,638.75 08/0112003 - . - - - 31 ,100;25 31,105.25 02/0112009 . . . 20,000.00 7,100"10 31,106.25 51,106.25 08/0112009 . - - . 30,396.25 30,396',25 02/01/2010 . - . 20,000,00 7.100% 30,396.25 50,395.25 08/01/2010 - - - - - 29,685.25 29,686.25 02/01/2011 . . - 20,000.00 7.100% 29,686.25 49,686.25 08/01/2011 . . - - . 28,976.25 28,976.25 02101/2012 . . 20,000.00 7,100% 28.975.25- 48,976.25 08/0112012 . . - . 28,255.25 28,256.2$ 0210112013 - - - 25,000.00 7.100% 28,26$,25 53,266.25 08!O1/2013 . ~ . . . 27,37!:t75 27,378.:1'5 02l0i/2014 >> >> - $0,000.00 7,450% 27,378.75 57,378.15 08/01/2014 >> . - . - 26,261 ;25 26,261 ;25 02101/2015 . . . 115.000,00 7.450% 2$,261.25 141;261.25 08/01/2015 - - . . - 21.977;50 21,971.50 02/0112016 >> - - 125,000.00 7.450% 21,977.50 146,977.50 08/0112016 . - . - 17,321.25 17.321.25 02101/2017 . . . 135,000,00 7.450% 17,321.25 152,321.25 08/01/2017 - - . . . 12.292.50 12,292.50 02/01/2018 >> - . 145,000.00 7.450% 12,292.50 157,292.50 08/0112018 >> >> . - - 5,891.25 6,891.26 02101/2019 - . 160,000.00 7.450% 6.891.25 166,891.25 08/01/2019 . . >> . 931.25 931.26 02/01/2020 . 26,000.00 7.450% 931.25 25,931.25 I Total $870,000.00 $$1,533.13 $907,533.13 $870,000.00 . $550,590.00 $1,520,590.00 YielclStati$li Page 6 I Average' UfEl....... .... ........... ...,.. ........... .......,... ..... .......... ......,.......... ......... ............. .... .... ,..... ..... .......... ,"'.... "'........ ............ .... 9.61::rYElars Weighted Average Maturity (Par8asis)...... ............. ........................................ .................,.................... .............................. 9$80Yaars AvaragaCOupon..... ;...m......... .......... ...... .... ..........,.. ......... .... .... ....... ........... .;. ...........;..... ..~.... ,;. ............. ......... ..;..... ........... ';'" 7.4283020% Rfi:lfundingBond Information R.efuf'ldingDatad Date....... ".. .......;. ......... ..;.. .;. ...,.,... ..; ......~. ;... ..... ,..............;. ........... .....,......... ......... .........,.... ....... ........ ....... 1t15/2006 Refunding' Delivery Date..... ....... ..... ......... ....... .;.;........., ...... ..;.; ....... ........,..;.... ;............. .0.................... .m... .......... ...;;.;.;... 7/27/2006 l Page 8 I S:rf,;;slll.1Tl'flfMTAX! J>1M;tNJVKltl.\1: 111/1.1/2006 11:42,1.11 (:';!l Springsted f&L&wJill I $1,245,000 Scott County Housing and Redevelopment Agency, Minnesota G. O. Tax IncrementDevalopment RavenueRefunding.Bonds,Series2006E Full Net Advance RefundingdfSeries 1997E Preliminary Feasibility Summary , Dated 07/15/2006 I Delivered07/27/2006 Sources Of Funds Par Amount of Bonds.................... ...... ........................... ........... ....................................... ............................... ....... ......... $1.245,000.00 Transfers from Prior Issue DSR Funds........................................................................................................................... 13,547.00 Transfers from Prior Issue Debt Service Funds.........................,.."......;.;.;.......................................................;............... 11,202.50 Accrued Interest from 07/15/2006 to 07127/2006......................... ............................;...... ................. ..... ...................... ....... 1,750;92 Total.Sources.............................................................;................................................................................................... .$1,271,500,42 Uses Of Funds Deposit to Net Cash Escrow Fund.... ................ .... .,.......................,. ................... ........................................ ...... ............... 1.220.260.54 Costs. oflssuance............................ ............................... ......... .... ....... ..................................... ................ ........................ 35,000.00 Total Underwriter's Discount (1.050%).......; ......... ;......;.. .....;;.; ........ ............ ........... ;,..... ........;..... ........... ....... ........... ....... 1$;072.50 Depositto Debt Service Fund........................ ....................................................,. ............,......................,...;........ ... ......... 1,750.92 Rounding Amount.......... .... ........... ...... .....m.....................................................,......................... ...................................... 1,416.46 Total Uses...............,......... ..............., ..... ....,...........,........................,.................;.............;....................,......... ................ $1,271,500.42 ISSUES REFUNDED ANDCALllNFORMATlON prlor Issue Call Price........ .,.. ...,............. ;...... ................... ..m........ ........,.. ....... .;........ .... ,.. ...:................. .;.............. .......;... 100,0000'" Prior .Is,sue CaUDate.....................;....... .... ..... ...... ..... ...... ........... ........ ..... ....;... ............... .... ........ ~......... ....... .............. .;.......... 2101f2008 SAVlNGSINFORMATION Net Future. Value Benefit...,................. ................................. ....,.... .... ................... ..................... ....................................... $203.755.35 Net Present Value Benefit..... .................. ........... ............. ................................ .................................................. .............. $102,393.80 Net PV Bonefltl $1.357.179.84 PV' Refunded Debt Service............... ............ ..............;.......... ........ ..;.............................. 7.545% BOND STATISTICS Average Ufe....... '. ....... ....... .........; ........ .;,.... ......... ....... ..,;... ....... ............ ....;....... ... ..... ;...... c......... ...; .... ..........................;.... 14.487 Years AverageCoopol'l.................. ..................... ............. .................................. ........... .............;......;....;...... ...;.......................... 4.2375066% Net Interest Cost (NIC).......... ....... ................ ...... .......... ..... .......... .......,.......................................;.... ............ .................... 4.3099853% True Interest Cost (TiC)........ ............ ...... ... .;. .................. ...;....................... ....... ......... .... ................ ...... ........ .... c... .............. 4.3237224% Page 9 Si:n,w:tfJi.'I61:,gdffJ!Ii'Um ! SiNaM:N.fllf'O.W J (I/1S/:t,NW f7;'.U;ml1 B Sprlngsted ! $1,245,000 Scott County Housing 'and. Redevelopment Agency, Minnesota G. O. Taxlncrement Development Revenue Refunding Bonds, Serles2006E Full Net Advance Refunding of Series 1997E DebtService.'Schedule Date Principal Coupon Interest TotalP+1 02101/2007 - 28.598.31 28.598.31 02101/2008 - - 52.527.50 """ 52,527.50 02101/2009 - - 52,527.50 52.527.50 02101/2010 - - 52,527.50 52,527.50 02101/2011 . . 52,527.50 52,527.50 02101/2012 . - 52,527.50 52,527.50 02101/2013 - - 52,527.50 52;527.50 02101/2014 - - 52,527.50 52,527.50 02101/2015 - . 52,527.50 ,52,527..50 02101/2016 . - 52,527.50 52,527.50 02/01/2017 . - 52,527.50 52,527.50 02lO1/20.1B 145,000.00 4.100% 52.527.50 197,527.50 02101/2019 170,000.0.0 4.150% 46,5B2.50. 216,582.50 02101/2020 190,0.0.0.00 4.200% 39,527.50. 229,527.50 02/01/2021 210,000.00 4.200% 31,547.50 241,547.50 02101/2022 2.15.000.00 4.250% 22,727.50 237.727J50 02/01/2023 225,000.00 4.300% 13.590.00 238,590.00 02101/2024 90,000.00 4.350% 3.915.00 93,915.00 Total $1,245.000.00 $764.290.81 $2,OO9;290.8i VieldStatistiC$ Accrued Interest from 0'7/15/2006 to 07/27/2006............. .... ..............;.;. ................. .................. ..................... .......i........... 1,750.92 Elond Year Dollars..... ....i.... .............. .....;.......... .......... ........;;.................... ................. ,......... ......... .............. ........... ............... $18,036.33 Average Life................;....... .......................... ..... .............. ..... ............. ....... ...... ........m..... ............... ...........m............... ...... 14.487 Years Average Coupon..;.............. ..i...............;............ .... .... .......... ......... ....... ;...... ................... ............................... ........,........... 4.2375066"k Net.lnterestCost {NIC).......... ........... ........ ................ ...... ..............,..............................,....,..;....,.............. ....... ....... .............. 4.S099853% True Interest Oost {TIC)..... .............. .......... ..... .....;........, ...,. .... .ii.. .;.............. "'...... ........ ......... ,......."'... .......... ...... ......... ..,. ..... 4.3237224% Bond Yield for Arbitrage Purposes............;...... ............;.......... ..i.......i..............i.. ........................ ..........."'....................... 4.225144O"k All Inclusive Cost (AlO)........................................ ...... ......................................... .............. .......... ....... ;..,........................... 4.5942186% IRS Form 8038 NeHnterestCOsL...... ........... ....... ................ ....... ...... ...;.. ..... ........ ........ ...... ............................,............ ....... .............. ...;........ 4.2277988% Weighted. AVerage Maturity...................,........ ................ ..................... ........ .,......................................... ....... ....................... 14,487 Years Page<10 .*..ks:tom....IMlfNf/7l'IfK I NAt;U:I'I!KlV.''j,' {iVIS/JlfKJa 17..4iJMI B .~.'.... Sprln $1,170,000 Scott County Housing and Redevelopment AgencYl Minnesota Tax Increment Development Revenue. Bonds, Series 1997E DebtService To Call.And To Maturity DalO R.efunded Interest to DIS To Call Principal Coupon Interest Refunded PIS I Bonds Call 08/0112006 . 31,443.75 31,443.75 . . 31,443.75 31,443,75 02101/2007 - 31,443]5 31,443.75 . . 31.443,75 31,443.15 08J01/2007 . 31,44S.75 Sl,443.75 . . 31,443.75 31,443,15 02101/2008 1,110,000.00 31,443.75 1,201,443.75 . . 31,443]5 31,443.75 08/01/2008 . . . . . 31,443.75 31,443.75 02101/2009 . . . M 31,443,15 31,443.75 08/0.1/2009 . . . . '. 31,443.75 3t,443.75 02l0t/201 a M . . . . 31,443.75 31,443.75 08/0.1/2010 . . . . . 31,443.75 31.443.75 02101/2011 . . . . . 31,443.75 31,443.75 08/01/2011 . . . . . 31,443.75 31,443.75 0210112012 M . . . . 31,443,75 31,443.75 08/0112012 . . 31,443.75 31.443.75 02/01120.13 . . . 31,443,75 31,443.75 08/0112013 . . . . 31,443;75 31,443,75 02/01/2014 . . . . . 31,443.75' 31 ,443,75 08101/2014 . . . 31 <443.75 31,443.75 02/01/2015 . . . . M 31,443.75 31,443.75 00/0112015 . . . . . 31,443.75 31,443.75 02101/2016 . . . . . 31,443.75 31,443.75 08/01/2016 . M . . . 31,443,75 31,443.75 02/0112017 . . . 31 ;443.75 31,443.75 08/01/2017 . . . . . 31,443.75 31,443.75 02/01/201 B . - . . - 31;443.75 3M43.75 08/01/2018 . . . . - 31,443.75 31,443.75 02/01/2019 . . . . . 31,443.75 3M43.75 08/01/2019 . . . . 31,443.75 3M43.75 02101/2020 . . - 145,000.00 5.375% 31,443.75 176,443.75 08/0112020 - . . . . 27,546.88 27,546.88 02101/2021 . 185,000.00 5.375% 27,546.88 212,546;88 08/01/2021 . . . 22,575.00 22.575.00 02101/2022 . . . 195,000.00 5.375% 22,575.00 217;575.00 08/01/2022 . . . . 17,334.38 17,334.38 02101/2023 . . 205.000.00 5.375% 17,334.38 222,334.38 08/01/2023 . . . . 11,825.00 11 ,825.00 02101/2024 . . . 2.15,000.00 5,375% i 1,825.00 226,825.00 08/0112024 . . . . . 6;046.88 6,046.88 02/01/2025 . . . 225,000.00 5.375% 6,046.88 231,046.88 Total $1,170,000.00 .$125,715.00 $1,295,775;00 $1,170,000.00 $1,051,081.28 $2,221,08t.28 'field Statistics Average Ufe...,.....................,....,.........,............................................,..,........................,..........................,.........................., 16,258Years Weighted Average Maturity (Par Basis}.......... ..........~........... ......."... .,................. .......... ..,~........., .....,........ ............... ...~ ..... 16.225 Years Average Coupon. ..............,... '," ,.......... .........;.... ,;....... ........... ...;... ........ ..;...........:....;....,......... ..... .......... ............. ............;. 5.3750002% Refunding Bond Information Refunding Dated Date... ...... ..."........ ......, ........ .;.. ..,......,; ..... ....,...".. ......... .... ..... ......,....... ......., ............. ......;...... ..... ...;..;; .,. 7115/2006 , Refunding Oel!very Date...... ....... .;..... ..........., ............ ...... ........ ... ......,......................... ,......... ......,....... .... ...,... ....,.... ... ........ 7/27/2006 Si:l'k" fI),'l7ClIKA / SlM;tJ:J1JNltl'1l: !1/!!.1/2M! I i:43 AM Paga11 I w ~ 0 ...... C>> C>> or- "" 0 - c 0 (I) .;: <a c. e 0 (.) (I) (,) 'S "" (I) (I) E (I) 0 0 0 0 8 0 0 0 8 0 0 0 0 8 0 0 0 0 0 0 0 0 0 0 0 0 0 q 0 0 0 0 g- o 0 0 0 0 0 0 0 0 l.O ..... Cl} ,.... l.O en "... Cl} ,.... to C\I C\I C\I '\""' '\""' '\""" ..... '\""' ,; . ECONOMIC DEVELOPMENT AUTHORITY {i'OR THE CITY O~" SHAKOPEE, MINNESOTA RESOLUTION NO. 800&- 03,. Authorizing the execution and delivery of an amendment to a tax increment pledge agreement WHEREAS, the Scott County Housing and Redevelopment Authority (the "Authority") has previously issued its Taxable Tax Increment Development Revenue Bonds (City of Shakopee, Minnesota, General Obligation- River City Centre Project), Sedes 1997D and Tax Increment Development Revenue Bonds (City of Shakopee,Minnesota, General Obligation - River City Centre Project), Series 1997E (together, the "Prior Bonds"); and WHEREAS, the Prior Bonds were secured by that certain City of Shakopee General Obligation Tax Increment Guaranty Agreement (the "Prior Guaranty") and by a pledge' of tax increment pursuant to that certain Tax Increment Pledge Agreement by andhetween the City, the Economic Development Authority for the City of Shakopee, Minnesota (the "EDA") and the Authority; and WHEREAS, the Authority proposes to issue it.1) Taxable Tax Increment Developn1ent Revenue Refunding Bonds (City of Shakopee, Minnesota General Obligation - River City Centre Project, Series 2006D and its Tax Increment Development Revenue Refunding Bonds (City of Shakopee, Minne.<:;ota, General Obligation - River City Centre Project), Series 2006E (together the "Refunding Bonds") to advance refund the outstanding principal amount of the Prior Bonds and to reduce debt service requirements; NOW THEREFORE, BE IT RESOLVED by the Bmu'dof Commissioners of the Economic Development Authority for the City of Shakopee, Minnesota as follows: L In connection with the issuance by the Authority of the Refunding. Bonds, the EDA hereby approves the Amendment to Tax Increment Pledge Agreement relating to the River City Center project in substantially the form on file with theRDA on the datedhereof. .. 2. The President and ExecutiveDirector,odn their absence orunavailabiUty, any other officers of the BDA, are authorized and directed to execute and deliver the Amendment to Tax Increment' Pledge Agreement on behalf of the EDA. , Adopted this 20th day of June,2006. 3452805.1 I AMENDMENT TO TAX INCREMENT PLEDGE AGREEMENT This Amendment to Tax Increment Pledge Agreement (thisHAmendment) by and between I the City of Shakopee, Minnesota (thc"City), the Economic Development Authority for the City of Shakopee, Minnesota (the <'ED~)and the Scott County Housing and Redevelopment Authority (the<)\uthoritYJ, dated as of July 1, 2006, WITNESSETH: I WHEREAS, the City, EDA and Authority have entered into that certain Tax Increment Pledge Agreement (the'<1997 Pledge Agreement) in connection with the issuance by the Authority of its $945,000 Taxable Tax Increment Development Revenue Bonds CCityof Shakopee, Minnesota, General Obligation - River City Centre Development Project), Series 1997D and its $1,170,000 Tax lncrement Development Revenue Bonds (City of Shakopee, Minnesota, General Obligation-River City Centre Development ProJect).Series 1997E (together, the "Prior Bonds'), the proceeds of which were used to finance portions of the River City Centre ! project; and I WHEREAS, the Authority now proposes to issue its Taxable Tax Increment Devel,opment Revenue. Refunding Bonds (City of Shakopee, Minnesota, General Obligation- I River City Centre Development Project), . Series 2006Dand its Tax Increment Development I Revenue Refunding Bonds (City of Shakopee, Minnesota, General Obligation-River City Centre Development Project), Series 2006E (together, the'Refunding Bonds') in order to advance refund the entire outstanding principal amount of the Prior. Bonds; and WHEREAS, the Refunding Bonds will be issued as additional bonds under. that certain Indenture of Trust, dated as of October 1, 1997, by and between the Authority, City and U.S. Bank National Association as trustee (the 'Trusted'), as amended by a supplementa.l indenture to be entered into to provide for certain amendments necessary in connection with the issuance of the Refunding Bonds; and WHEREAS, the patties intend that the Tax Increment (as defined in the 1997 Pledge Agreement) be pledged to the payment of the Refunding Bonds from and after the date of issuance thereof; NOW, THEREFORE, in consideration of the mutual covenants and agreements contained herein, the City, EDA and Authority hereby covenant and agree asfollows: 1; Amendment. 1.1. The definition of"Tax Increment Bonds' in the 1997 Pledge Agreement shall be amended to mezm the Refunding Bonds rather than the Prior Bonds. . 1.2. The definition of " Indenture' in the 1997 Pledge Agreement shall be amended to refer to the Indenture, as supplemented or amended from time to time. 2. Filing. An executed copy of this Amendment shall be filed with the County Auditor of Scott County. 3. No Other Amendment. Except as expressly amended'hereby, the terms and conditions of the 1997 Pledge Agreement shall remain in full force and effect. 4. Effective Date. This Amendment shall become effective upon the actual issuance and delivery of the Refunding Bonds. [The l'emainderof this page is intentionally left blank.] 3453595.1 2 IN WITNESS WHEREOF, the City, EDA and Authority have caused this Agreement to be duly executed on their behalf and their seals to be affixed hereto, aU as of the day and year first above written. CITY OF SHAKOPEE, MINNESOTA By Its: Mayor By Its: City Clerk By Its: City Administrator I 3453595.1 3 ! , ECONOMIC DEVELOPMENT AUTHORITY FOR THE CITY OF SHAKOPEE. MINNESOTA By I Its: President By Its: Executive Director I I 3453595.1 4 I SCOTT COUNTY HOUSING AND REDEVELOPMENT AUTHORITY By Its: Chair By I Its: Executive Director 3453595.1 5 , .. ! CITY OF SHAKOPEE, MINNESOTA Resolution No. lP4 L{ 0 Acknowledging the issuance by the Scott County Housing And Redevelopment Authority of its' Governmental Housing Development Refunding Bonds (City of Shakopee Unlimited Tax General Obligation), Series' 2006 and the HRA's pledge of the full faith and credit of the City of Shakopee thereto. WHEREAS, on October 2l, 1997, the Scott County Housing and Redevelopment Authority (the "Authority") issued its $3,495,000 Housing Development Revenue Bonds (City of Shakopee, Minnesota, Unlimited Tax General ObligatiOll- River City Centre Project), Series 1997A (the "Prior Bonds") in order to finance the acquisition and construction of the housing element of the River City Centre Apartments located in the City of Shakopee, Minnesota (the "City"), which are owned and operated by the Authority; and WHEREAS, following' a public hearing for which notice was duly published, the City Council of the City on October 7) 1997, adopted Resolution No. 4744, approving the issuance of the Prior Bonds and the Authority's pledge of the full faith and credit of the City thereto, all in accordance with Minnesota Statutes, Section 469.034, Subd: 2; and WHEREAS, the Authority now proposes to issue bonds (the "Refunding Bonds") in an aggregate principal amount not exceeding $3,600,000 to refund the Prior Bonds in order to redllce millual debt service costs; NOW, THEREFORE, BE IT. RESOL \lED, by the City Council of the City of Shakopee, Minnesota, as follows: 1. That the City hereby acknowledges and approves the issuance by the Authority of the Refunding Bonds and the pledge by the Authority to the Refunding Bonds of the full faith and credit of the City; and 2. That officers and staff of the City are authorized to execute and deliver on behalf of the City any certificates or documents which may be necessary or convenient in connection with the Authority's issuance of the Bonds. Adopted on this 20th day of June, 2006. I Mayor Attest: City Clerk 3452706,] . CITY OF' SHAKOPEE, l\fiNNESOTA RESOLUTION NO. &1-/41 Authorizing the execution and delivery of a General Obligation Tax Increment Guaranty Agreement, guarantying the payment of debt service on the SL'Ott County Housing and Redevelopment Authority's Taxable Tax Increment Development. Revenue Refunding Bonds (City of Shakopee, Minnesota, General Obligation - River City Centre Project), Series 2006Dand Tax Increment DeveJopmentRevenueRefunding Bonds (City of Shakopee, Minnesota, General,Obligation -River City Centre Project), Seril'S 2006E and anamendment.to'arelated tax increment pledge agreement BE IT RESOLVED by the City Council of the City of Shakopee, Minnesota (the "City"), as follows: WHEREAS, the Scott County Housing and Redevelopment Authority (the "Authority") has previously issued its Taxable Tax Increment Development Revenue Bonds (City of Shakopee, Minnesota, General Obligation -River City Centre Project), Series 1997Dand Tax Increment Development Revenue Bonds (City of Shakopee, Minnesota, General' Obligation - River City CentrePrqject), Seriesl997E (together, the "Prior Bond')"); and WHEREAS, pursuant to Resolution No. 4747 of the City, adopted on October 7, 1997, the Prior Bonds were secured by that certain City of Shakopee General Obligation Tax Increment Guaranty Agreement (the "Prior Guaranty") and by a pledge of tax increment pursuant to that certain Tax Increment Pledge Agreement by and between the City, the Economic Development Authority for the City of Shako pee, Minnesota (the "EDAI')and the Authority; and WHEREAS, the Authority proposes to issue its Taxable Tax Increment Development Revenue Refunding Bonds (City of Shako pee,. Minnesota General Obligation - River City Centre Project, Series 2006D (the "Series D Bonds") and its Tax Increment Development Revenue Refunding Bonds (City of Shako pee" Minnesota, General Obligation- River City Centre Project), Series 2006E (the "SeriesE Bonds" and, together with the Series D Bonds, lhe"RefundingBonds") to advance refund the outstanding principal amount of the Prior Bonds and to reduce debt service requirements; NOW THEREFORE,BE IT RESOLVED by the City Council of the City of Shakopee, Minnesota as follows: ' L In connection with the. issuance by the Authority of the Refunding Bonds, the City hereby approves execution and delivery on behalf of the City. (a) a General Obligation Tax Increment Guaranty Agreement (thc"Refunding Guaranty") in substantially the form on file with the City Clerk on the date hereof, pledging the full faith and credit and taxing power of the City to guaranty the payment of debt service on. the Refunding Bondll., Cb) an Amendment to Tax Increment Pledge Agreement in substantially the form on file .with the City Clerk on the date hereof. 3452805.\ 2. The Refunding Bonds and the Refunding Guaranty together comprise an "obligation" pursuant to Minnesota Statutes, Section 475.51, Subd 2, issued by the Authority and the City pursuant to Minnesota Statutes, Sections 471.59 and 469.178, in thattheyarea promise to pay stated amounts at a fixed future dates, made for the purpose of incurring debt. The Refunding Bonds are expected to be paid' from Tax Increment and from certain net revenues to be generated by the project financed with proceeds of the Prior Bonds (the "Pledged Revenues"), but if necessary for the payment. thereof, pursuant to the Refunding Guaranty, the City will levy ad valorem. property taxes upon all property within its jurisdiction without limitation as to rate or amount. It is anticipated that the Taxlncrement and tbe Pledged Revenues will equal not less than 105% of debt service on the Refunding Bonds in each year. The Refunding Bonds and the Refunding Guaranty, together with the Scott County Housing and Redevelopment Authority, Housing Development Revenue Refunding Bonds (City of Shakopee, Minnesota - Unlimited TaxGeneralObIigation - River City Centre Development Project) Series2006A will meet the debt service scheduling requirements of Minnesota Statutes, Chapter 475. 3. The Refunding Bonds wiU be issued as additional bonds under that certain Indenture of Trust (the "Indenture"), dated as of October 1, 1997, by and between the Authority, the City and u.s. Bank National Association (the "Trustee"), as amended by a supplemental indenture expressly providing for the terms of the Refunding Bonds . and related modifications (the "Supplemental Indenture"). 4. All acts, conditions and things which are required by the Constit.ution and laws of the State of Minnesota to be done, to exist, to happen and to be performed precedentto and in the valid execution and delivery of the Refunding Guaranty, having been done, now existing, having happened and having been performed, the City Council hereby authorizes and directs the Mayor, the City Administrator and the City Clerk to execute and delivertheRefunding Guaranty in connection with the issuance of the Refunding Bonds and to execute and deliver the Supplemental Indenture. The final terms of the Refunding Bonds, induding particularly the aggregate principal amounts thereof, the maturity dates and the interest rates therefore, shall be determined by a Pricing Committee, wh,ich shall be comprised of the. Chair and Executive Director of the Authority, acting on advice of Springs ted, Incorporated, provided that the aggregate principal amountshall not exceed $1,000,000, as to the Series D Bonds, and $1,400,000, as to the Series E Bonds, the final maturity shall not be latenhan February 1, 2020,inthecaseofthe Series D Bonds and February 1, 2025 in the case of the Series EBonds, and the net interest cost shall not exceed 6.25% per annum in the case of the Series D Bonds and 5.25% per annum in the case ofthe Series E Bonds. 5. If the balance in the Tax Increment Account of the Bond Fund created under the Indenture is at any time insufficient to pay all payments then due on the Refunding Bonds, the payment shall be made fmm any fund of the City which is available for that purpose, subject to reimbursement from moneys disbursed from the Surplus Fund when the balance therein is sufficient, and the City Council covenants and agrees thatlt will each year levy a sufficient amount 3452805.1 B-2 JUnll 14. 2006 1583006.03 of ad valorem taxes to fund any accumulated or anticipated deficiency, which levy is not subject to any constitutional or statutory limitation as to rate or amount. 6. For the prompt and full payment of the City's obligation under the Guaranty to pay principal of and interest on the Refunding Bonds as the same respectively become due, the full faith, credit and unlimited taxing powers of the City shall be and are' hereby irrevocably pledged. 7. The Administrator is hereby authorized and directed to file. acertitied copy of. this Resolution with the County Auditor of Scott County, together with such additional information as the Auditor may require, and to obtain from the Auditor a certificate that the Refunding Bonds and the Refunding Guaranty have been duly entered upon the Auditor's bond register. 8. The ofticers of the City are hereby authorized and directed' to prepare and furnish to the purchaser of the Refunding Bonds and to Leonard, Street and Deinard, Professional Association, I Bond Counsel, certified copies of aU p1'Oceedings and records relating to the Refunding Guaranty and such otheraffidavits, certificates and information as maybe required to show the facts relating to the legality and marketability of the Refunding.Bonds:, as the same appear from the books and records in their custody and control, or as . otherwise known to them, and all such certified copies, affidavits and certificates, including any heretofore furnished, shall be deemed representations of the City as to the correctness of all statements contained therein. The officers of the City are . fmther authorized toexccute and, deliver related documents and agreements necessary or convenient in connection with the transaction described in this resolution. 9. The, Official Statement relating to the Refunding Bonds, prepared and delivered on behalf of the Authority and the City by Springsted Incorporated, is hereby approved, and the officers of the City arc hereby authorized and directed to execute such certificates asmuy be appropriate concerning the accura.cy, completeness and sl.lfficiencythereof. Adopted this 20th day of June, 2006. 3452805, I B-3 lutle 14, 2llO6 ! 583llO6.03 , CITY OF SHAKOPEE, MINNESOTA GENERAL OBUGA TION TAX INCREMENT GUARANTY AGREEMENT Re: SCO'ITCOUNTYHOUSING AND REDEVEI,.OPMENT AUTHORITY $ TAXABLE TAX INCREMENT DEVELOPMENT REVENUE REFUNDING BONDS (CITY OFSHAKOPEF.., MINNESOTA, GENERAL OBLIGATION - RIVER CITY CENTRE PROJECT), SERIES 2006D, AND $ , TAX INCREMENT DEVELOPMENT REVENUE REFUNDING BONDS (CITY OF SHAKOPEE, MINNESOTA, GENERAL OBLIGATION - RIVER CITYCENTREPROJECT), SERIES 2006E This General ObHgationTuJ<.Increment Guaranty Agreement is made by the. City of Shakopee, Minnesota (the "City"), a duly organized and existing municipal corporation and political subdivision of the State of Minnesota, in favor of D.S. Bank National Association (the "Trustee") as trustee under the Indenture hereinafter defined. The City hereby guaranties the prompt and full payment of principal of and interest, as the same become due, on the captioned bonds (the "Series D Bonds" and the "Series E Bonds", and together, the "Tax.Increment Bonds") issued by the Scott County Housing and. Redevelopment Authority (the "Authority"). This Guaranty is made pursuant to Minnesota Statutes, Chapter 475 and Sections 471.59,469.178, and 469.001 through 469.047 (the "Authorizing Laws") and constitutes a general obligation of the City, backed by itsfuU faith and credit and taxing powers. The Tax Increment Bonds are issued and this l Guaranty is made to refinance a housing . development project and a redeve10pment prqject, jointly I undertaken by the City, the Authority and the Economic Development Authority for the City of Shakopee, Minnesota (the "EDA") pursuant to that certain Development Agreement, dated as of October '1, 1997, by and between the City, Authority and EDA The Tax Increment Bonds are issued pursuant to that certainlndentureof Trust (the "Indenture"), dated as of October 1, .1997, by and between' the.. Authority, the City and the Trustee, as amended by that certain Supplemental Indenture of Trust, dated as of July 1, 2006, by and between the Authority, the City and the Trustee. Payments made under this General Obligation Tax: IncrementGuaranty are payable in lawful moneyofthe United States of America by check or draft of the City. paid to the Trustee. For . the prompt and. full payment of payments of principal of and interest on the TaxmcremenLBondsas the same respectively become due, the full faith, credit and taxing powers of the City have been and are hereby irrevocably pledged. This General Obligation Guaranty is made pursuant to a resolution adopted by the City Council on June 20, 2006 (the "Resolution") the provisions of which are incolporated herein by reference as if fully set forth herein, and is made pursuant to and in full conformity with the 3452785.1 1593245 I I "1 I j ! i ! j I i Constitution and laws of theSta.te of Minnesota thereunto enabling, including the Authorizing I Laws. ! \ IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all acts, I I conditions and things required by the Constitution ancllaws of the State of Minnesota to be done, to I exist, to happen and to be performed preliminary to and in the making of this. Guatantyin order to make it a valid and binding general obligation of the City inaccor'dance with' its terms, have been done, do exist, have happened and have been performed as so required; that,priorto the making hereof the City Council has pledged to the payment of the Bonds certain tax increment and certain other payments, which are anticipated to equal not less than five percent in excess of the principal of and interest on the Tax Increment Bonds when due; that if necessary for payment of such I principal and 'interest, ad valorem taxes: are required to be . levied upon' all taxable property in the City, without limitation as to raleor amount; and that the making of this Guaranty, together with aU i , other indebtedness of the City outstanding on the date, hereof and ,on the date of its. actual issuance and delivery,. does not cause the indebtedness of the City to exceed any constitutional or statutory ,limitation ofindebtedness. j 3452785.1 2 IN WITNESS WHEREOF, the City of Shakopee, County of Scott, Minnesota, by its City Council,has caused this General Obligation Guaranty to be executed on itsbehnlf by .its Mayor and Administrator as of Julv. .,2006. ,- CITY OF SHAKOPEE, MINNESOTA By Us Mayor By Its City Clerk By lts City Administrator 3452785.1 3