HomeMy WebLinkAbout15.B.1. Levee Drive Parking Lot Power Line Undergrounding
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CITY OF SHAKOPEE
MEMORANDUM
To: Mayor and City Council
Mark McNeill, City Administrator
From: Mark Themig, Parks, Recreation and Facilities Director
Meeting Date: August 3,2005
Subject: Levee Drive Parking Lot Power Line Undergrounding
INTRODUCTION
City Council is asked to consider ordering the undergrounding of power lines for the
Levee Drive parking lot.
BACKGROUND AND DISCUSSION
At the July 19 joint meeting with the Shakopee Public Utilities Commission, there was
discussion between City Council and the Commission on relocating or underground the
power lines in the area of the Levee Drive parking lot. There seemed to be consensus
between the Council and the Commission that undergrounding was the right option, but
disagreement on who should pay for the undergrounding.
The undergrounding would run from the west side of MNDOT Bridge No. 4175 east to
where the current lines daylight on the west side CSAH 101. The revised estimate for
this work is $80,000, according to Public Utilities staff. .
Based on the opinion of the City Attorney, the city has the right to order undergrounding,
and it is the responsibility of the utility to determine how to pay for the undergrounding
(attached).
In order to move this issue forward, City Council is asked to order the undergrounding. If
you wish to discuss cost sharing, you may want to consider what amount and include
that in the motion. However, we do not have funds identified in any current project for
this work.
REQUESTED ACTION
City Council is asked to order the undergrounding of power lines located in the vicinity of
129 Levee Drive from the west side of MNDOT Bridge No. 4175 in order to
accommodate the construction of the Levee Drive parking lot and trail head amenities.
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James M. Strommen
470 US Bank Plaza
200 South Sixth Street
Minneapolis MN 55402
&
(612) 337-9233 telephone
(612) 337-9310 fax
jstrommen@kennedy-graven.com
CHARTERED
MEMORANDUM
TO: Mark McNeill, City Administrator
FROM: Jim Thomson, City Attorney
DATE: July 15, 2005
RE: Huber Park Project/Undergrounding of SPUC Electrical Facilities
I am attaching a memorandum from Jim Strommen to me addressing the City's authority
with respect to requiring the electrical facilities in Huber Park to be relocated underground as part of
the Huber Park Improvement Project. I asked Jim to prepare this memorandum to respond to the
issues raised in attorney Andrew Shea's letter dated June 14,2005 to the Shakopee Public Utilities
Commission. Jim has concluded that the City has the authority to require the undergrounding of the
electrical facilities in Huber Park. I concur with that conclusion.
In reaching that conclusion, I want to point out that SPUC has numerous powers and much
authority with respect to the operation of the water and electric utilities in the City. Those powers
are enumerated in the attached memo, and the City cannot interfere with those powers.
Nevertheless, the City has not delegated to SPUC the City's right to regulate and control public
grounds, including City-owned park property. That right is an inherent police power right of the
City, and it gives the City the authority in this case to require the facilities to be relocated
underground.
I would be happy to answer any further questions that the City Council or SPUC has with
respect to this matter.
cc: Lou Van Hout
Andrew Shea
Mark Themig
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James M. Strommen
470 US Bank Plaza
200 South Sixth Street
Minneapolis MN 55402
&
(612) 337-9233 telephone
(612) 337-9310 fax
jstrommen@kennedy-graven.com
CHARTERED
MEMORANDUM
TO: James J. Thomson
FROM: James M. Strommen
DATE: July 14, 2005
RE: Response to SPUC Position on Undergrounding and Non Right-of-Way
Public Ground
INTRODUCTION
This memorandum is prepared in response to a June 14, 2005 letter from attorney
Andrew Shea to the Shakopee Public Utilities Commission commenting on my May 24, 2005
summary regarding the law governing utility undergrounding and relocation in non right-of-way
public ground, such as parkland. In his letter, Mr. Shea concludes that by requiring SPUC's
electrical distribution facilities in Huber Park to be relocated underground as part of the Huber
Park Improvement Project, the City might be improperly exercising "both operational and
financial control over [SPUC]" in violation of Minnesota Statutes, Section 412.361. Mr. Shea
concludes that the City's ordinance requiring the undergrounding of electric lines in non right-of-
way situations might be in conflict with the authority granted to SPUC in Minnesota Statutes,
Sections 412.321 et seq.
Before addressing my reasoning more fully on the issues raised in Mr. Shea's letter, I
think that it is important to highlight issues that are well-settled in Minnesota law:
1. With respect to electrical distribution lines in public rie:hts-of-wav, the City has the
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authority to require investor-owned utilities (Xcel Energy), electric cooperatives
(Minnesota Valley Electric Cooperative) and municipal utilities (SPUC) to relocate
and underground those facilities at their expense if the City Council requires it in
connection with a public improvement project or any other legitimate police power
action.
2. With respect to electric distribution lines located in non rie:ht-of-wav, City-owned
property (such as Huber Park), the City has the authority to require investor-owned
utilities (Xce1 Energy) and electric cooperatives (Minnesota Valley Electric
Cooperative) to relocate and underground those facilities at their expense if the City
Council requires it in connection with a public improvement project or any other
legitimate police power action.
The only issue raised in Mr. Shea's letter is whether, with respect to non ri2:ht-of-wav,
City-owned property, the City can require a municipal utility (SPUC) to relocate and
underground electric distribution facilities at its expense if the City Council requires it in
connection with a public improvement project. For the reasons set forth below, I disagree with
Mr. Shea's conclusion on that issue.
DISCUSSION
A. Facts
SPUC owns and operates overhead electric distribution facilities in Huber Park. There is
no permit, easement, agreement, or City Council resolution setting forth any terms and
conditions relating to the location of those facilities.
SPUC was created pursuant to Minn. Stat. ~ 412.321, et seq., and various special
legislative laws. Beyond those laws, the City has not made any extraordinary delegation to
SPUC regarding property rights or police power. Even if such extraordinary delegation of
authority had been made, it would probably be regarded as an improper delegation of the City's
police powers. See Western States Utilities. Co. v. City ofWaseca. 65 N.W. 2d 255,264 (Minn.
1954).
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B. Question Raised
The City has police power and franchise authority over investor-owned utilities such as
Xce1 and cooperative utilities such as Minnesota Valley Electric Cooperative, not only over the
right-of-way ("ROW"), but also over non-ROW property. The law clearly supports a required
relocation at utility cost unless specific franchise terms altered that. See Minn. Stat. ~ 237.163,
subd. 2 (grant of ROW use to telecommunication ROW users subject to municipal ROW
management); ~ 300.03 (utility must gain franchise consent to serve within a city and occupy
ROW or "other public ground of a city."); ~ 300.04 (corporation obtaining a franchise from a
city is subject to conditions and 'restrictions imposed upon it by the city); ~ 216B.36 (public
utilities occupying ROW or "other public property within a municipality" are subject to the
regulatory acts including placing distribution lines and facilities underground). See also City
Code Section 7.17 et seq.
There can be no dispute that the City's police power authority empowers it to require
either Xcel or Minnesota Valley Electric Cooperative to move facilities in ROW or non-ROW
property at their own expense. This right of the City is a fundamental, non-delegable police
power right to require the relocation of overhead distribution facilities in such property, which
would include a city-owned park. The Minnesota Supreme Court in Village of Blaine v. Ind.
School Dist. No. 12, 121 NW2d 183, 190-91 (Minn. 1963) stated:
Franchises are given to utilities in order to provide essential public services. These must
be subject to reasonable provisions for the protection of the consumer and the public ...
The furnishing of light, heat, power, and gas also is properly within the scope of the
police power and therefore subject to control and regulation by a municipality.
(emphasis added).
The Minnesota Supreme Court reiterated the above principle in a second appeal in the
Village ofBlaineNillage of Circle Pines municipal gas utility dispute:
No one disputes that the police power, to whatever extent it has been vested by
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the Legislature in municipalities such as cities and villages, has application to the
furnishing of water, heat, light, power, gas, and other essential public services.
Utilities furnishing such services must be subject to reasonable regulations in
order to properly protect the consumer and the public.
Village of Blaine v. Ind. School Dist. No. 12, 138 NW2d 32, 3 (Minn. 1963).
In both Village of Blaine decisions, the Minnesota Supreme Court affirmed that the
regulatory authority by a city, even over another city's municipal utility, is clear under Section
412.321, subd. 3, which requires the consent by the city for any municipal utility to occupy
public land within the city. See Village of Blaine, 121 N.W.2d at 188-190 and Village of Blaine
II, 138 N.W.2d at 45.
The Minnesota Court of Appeals in NSP v. City of Oakdale, 588 NW2d 534 (Minn. Ct.
App. 1999) recently re-articulated the principles established in the Village of Blaine decisions
and confirms that the police power allows a municipality to impose a relocation requirement
without reimbursement for the costs of the action. In that decision, the Court of Appeals
reaffirmed that a city has the right to require an electric distribution line to be placed
underground in a ROW context through both franchise and police powers granted by Section
216B.36, which includes such city rights over ROWand non-ROW use by a utility. Relying
upon a city's public safety and general welfare interests in regulating overhead electric lines and
the "significant hazard to the public" created by them, the Court of Appeals again concluded that
the city's police power authority exists in the utility facility context. Id at 542. Such a
fundamental power rests solely with the city and cannot be delegated to or bifurcated between
other entities.
The question raised in this matter, then, is whether the City has delegated its authority to
its municipal utility to regulate City-owned property simply because electric distribution
facilities owned by its municipal utility are located on that property. In other words, has the City
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delegated its police power to exercise control over its property to the municipal utility that the
City created?
c. Lesdslative Intent and Municipal Utilities
A statutory city's right to "own and operate" a public utility was established by the
Legislature in 1949 in Sections 412.321 through 412.391. The city may operate the utility itself
or delegate its powers by establishing a public utilities commission. See Minn. Stat. ~ 412.421,
subd. 1. If a city chooses to establish a commission, the statutes enable the commission to
exercise many powers. For example, the commission has the power "to extend and to modify or
rebuild any public utility and to do anything it deems necessary for its proper and efficient
operation." Minn. Stat. ~ 412.361, subd. 1. The commission also has the power to: (1) employ
personnel and fix their compensation; (2) buy fuel and supplies; (3) fix rates and adopt service
rules; and (4) to enter into agreements with the council for payments by the city for
compensation for the use of buildings, equipment, and personnel under the control of the other.
Minn. Stat. ~ 412.361, subd. 2, 3, 4 and 5.
In 1974 the Legislature established the Public Utilities Commission for the purpose of
regulating rates and service of investor-owned electric and gas utilities. Section 216B.01
provides in the Legislative Findings that:
It is hereby declared to be in the public interest that public utilities be regulated as
hereinafter provided ... Because municipal utilities are presently effectively
regulated by the residents of the municipalities which own and operate them, ... it
is deemed unnecessary to subject such utilities to regulation under this chapter
except as specifically provided herein.
Section 216B.02, subd. 2b. defines a municipality as "any city however organized."
Section 216B does not separately define a "municipal utility." Section 216B.025 provides that "a
municipality may elect to become subject to regulation by the [Public Utilities Commission]
pursuant to Sections 216B.10 and 216B.11." As noted in Mr. Shea's letter, Section 216B.36
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does not include a "municipal utility" in the definition of a "public utility." The obvious reason
for this is that the Legislature concluded that a municipality already had sufficient power over its
own public utility, so the Legislature did not need to grant franchising, permitting, and
undergrounding authority to a municipal utility. 1 Indeed, as recently as 1999, the Legislature did
not distinguish between municipalities and their utilities in providing that all right-of-way users
are afforded the same rights to use the ROW as telecommunication right-of-way users,
"including local government units." Minn. Stat. ~ 237.163, subd. 6(c); see also, Minn. Stat. ~
237.162 subd. 4 referencing "municipality" when defining other utilities.
The fundamental question underlying this issue is whether the Legislature deemed it
appropriate for any reason to divest a municipality of its police power authority to regulate the
location of utilities within non-ROW property of a city by virtue of the establishment of a
municipal utilities commission. The applicable statutes give no indication of such a legislative
intent. As stated above and affirmed in the Village of Blaine opinions, only cities are vested
with the responsibility and power to carry out the decisions regarding the general interest of the
health, safety, and welfare of the city's inhabitants. A municipal utility is not vested with such
authority, even if it is being operated by a separate commission. Nothing in the provisions
governing the creation of a utilities commission even hints at the broader obligation to carry out
police power duties such as street and park maintenance and safety provisions. The municipal
utility is established for the purpose of serving the public with water, light, heat, or power that
would otherwise be provided by an investor-owned or cooperative utility. It is the City that must
decide the location, or even the presence of, electric facilities in a park. See, ~, City of
1 Interestingly, Section 216B.38 establishing assigned service areas for electric utilities does include a
"utility owned by a municipality" in the utilities receiving assigned service territories. It is fair to say,
however, that such a definition was necessary to allow Section 216B.39, subd. 5, to make sense regarding
assigned service territories within a municipality.
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Oakdale, 588 NW 2d at 542, Village of Blaine, 138 NW2d at 39-41. If cities are granted police
power authority over the placement of facilities to investor-owned utilities, the Legislature has
expressed no reason why a municipal utility should be subject to any less control?
In his letter, Mr. Shea cites the language in Section 412.361, subds. 1 and 4, regarding
operational and financial control over the operation of the utilities, including the adoption of
reasonable rules and regulations. He contends that the City, by exercising facilities placement
and relocation control over the municipal utility, is interfering with the operational and financial
control vested in the commission. That argument has been soundly rejected in the context of a
municipality's police power authority over investor-o~ed and cooperative utilities. For
example, the grant of authority to use the ROW in the 1999 utilities legislation of Minn. Stat. ~
237.162 et seq. states that ROW users are allowed the right to "construct, maintain, and operate
conduit, cable, and switches" subject to the regulation of municipalities to do, among other
things, "establish and define location and relocation requirements for equipment and facilities."
Section 237.163, subd. 2(a) and Section 237.162, subd. 8(4). City of Oakdale, 588 NW2d at
542-543 (rejecting NSP's argument that the City's undergrounding ordinance was an
uncompensated taking ). The PUC regulates the rates and services of investor-owned utilities
and those cooperatives that choose to be regulated under Chapter 216B. As demonstrated above,
Cities are given the right to regulate the location of facilities located on public ground within the
city. Minn. Stat ~ 216B.36. Those regulatory decisions profoundly affect the business decisions
that all utilities make, but they are not an illegal infringement on their right to operate.
There are additional reasons why the City has authority over SPUC's placement of
2 Because the Legislature granted the same rights to all ROW users (e.g., SPUC) in Section 237.163, subd.
6(c), the effect of Sections 237.163, subd. 2 and 237.162, subd. 8(4) is logically to compel the City to
exercise the same rights over SPUC as it does over Xcel and Minnesota Valley Electric Cooperation in
ROW. There is no indication in law or statutes that the Legislature would somehow prohibit such rights
involving public ground.
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facilities in parks and other non-ROW. Statutory cities have the express right to enact
ordinances regulating "the use of streets and other public grounds, to prevent encumbrances or
obstructions." Minn. Stat. ~ 412.221, subd. 6. This statutory grant of power does not distinguish
between utilities and non-utilities or municipal utilities and investor-owned/cooperative utilities.
D. Utility Relocation Cost
If, as I have concluded, the right exists under the police power to require utility relocation
on public ground, the relocation is at the utility's expense, absent an agreement to the contrary.
The law is well-settled under the City of Oakdale holding that a police power right to require
utility relocation is an act for the general good and does not carry with it a requirement. that the
city reimburse the utility for the relocating expenses. In the City of Oakdale case, the court held
that Xcel must underground at its own expense, thereby striking down a NSP tariff challenged by
the City. In doing so, the Court stated:
Similarly, tariff section 5.3A is unenforceable to the extent that it would require
compensation for the city's valid exercise of its authority to regulate utility
undergrounding under the statute. This comports with the long-held view that the
city may regulate a utility without compensation in valid exercise of its police
power (citations omitted). The Minnesota Supreme Court has also recognized
that legitimate exercise of police power may prohibit the injurious use of property
without compensation. (citation omitted).
NSP v. City of Oak dale, 588 NW2d 534,542-543.
The City of Oakdale decision does not, however, give the City the right to determine the
manner in which those costs are to be recovered from the utility customers. SPUC is free to
determine how its cost of relocation will be recovered.
CONCLUSION
Express statutory provisions, fundamental city police power authority and the logic of the
relationship between the City, its own utility, or any utility, compel the conclusion that the City
can require its municipal utility to underground the electric facilities in Huber Park. Although
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Mr. Shea correctly points out that several statutory sections and some cases deal only with ROW,
and not non-ROW public ground, numerous other statutes and court decisions establish the clear
right of the City over its own utility in non-ROW situations. That right that is at least as strong
as the rights of the City to require relocation of facilities owned by investor-owned or
cooperative utilities. In my opinion, the City's police power rights in this situation are well-
supported in the law.
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